Rooted Planning Group

Retirement Planning Firm in Corning, NY

Firm Info
Address: 10 E Market St, Corning, NY 14830, USA
Phone: (607) 438-2761

Firm Size
Assets Under Management: $60.2 million
# of Advisors: 5
# of Clients: 258
Client to Advisor Ratio: 52:1
Average Account Size: $233,333
# of Offices: 3

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

* required fields

Rooted Planning Group Overview

Rooted Planning Group is a registered investment advisory firm that provides investment advice to its clients. The firm operates on a fee-only basis, meaning that it does not collect any commissions or fees from product providers. The firm was established in 2018 under the leadership of financial experts who specialize in providing financial planning, portfolio management, and pension consulting services to individuals and small businesses. Additionally, the firm offers educational seminars and workshops to its clients, providing a more comprehensive approach to financial planning and investment management. Rooted Planning Group's headquarters is based in Corning, NY, where a team of financial advisors work together to deliver customized solutions that fit the unique needs of each client. The firm's investment advice-only status means that its advisors have no incentive to peddle financial products to their clients. Instead, they focus on designing portfolios that align with their clients' financial goals and risk tolerance. In addition to its core services, Rooted Planning Group also offers tax preparation services, providing a one-stop-shop for all of their clients' financial needs. Overall, Rooted Planning Group's combination of comprehensive services, fee-only approach, and investment advice-only status positions it as a trustworthy partner for individuals and small businesses seeking to achieve their financial goals.

ROOTED PLANNING GROUP prides itself on serving a diverse range of clients with tailored financial solutions. These clients range from individuals seeking guidance on their financial goals, to high net worth individuals requiring advanced planning strategies. ROOTED PLANNING GROUP understands that everyone's financial situation is unique, which is why their team of experts specializes in providing personalized financial advice to each individual client. When it comes to fee structures, ROOTED PLANNING GROUP offers a range of options to ensure their clients receive the right level of service for their needs. Depending on the service required, clients can choose between a percentage of assets under management (AUM), hourly rates, or fixed fees. These flexible options allow for optimal customization of services to fit various clients' financial situations for the best outcome. ROOTED PLANNING GROUP is dedicated to transparent fee structures, so clients can rest assured that they are receiving the best value for their money.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, ROOTED PLANNING GROUP does not have a minimum account size requirement for investment. However, they do have minimum fees as noted in the brochure. Therefore, clients who wish to invest with ROOTED PLANNING GROUP need not worry about meeting a minimum investment amount.

How This Office Can Help Corning, NY Residents

As a financial advisor at Ameriprise Financial Services, LLC, Timothy Christensen offers valuable financial planning services to clients living in Billings, MT. He ensures that his clients are well-equipped to deal with specific financial situations unique to their lives. Living in Billings presents a variety of financial challenges. For example, many people may struggle with maintaining a stable retirement fund as they approach retirement age, while others may struggle to save for a child’s college education. Christensen helps clients navigate these situations by developing a comprehensive financial plan tailored to their specific needs. He provides guidance on investments, taxes, estate planning, and insurance to ensure his clients are on a solid financial footing. Through this personalized approach, Christensen helps clients achieve their financial goals and secure their future.

To view the Minimum Investment and Fee Schedule for Rooted Planning Group, visit their Part 2 Brochure.

Services Offered by Rooted Planning Group

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Rooted Planning Group most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 10 E Market St, Corning, NY 14830, USA
Phone (607) 438-2761
Google My Business Reviews:

Other Office Locations

Displaying 2 office locations:

State Registrations

Rooted Planning Group is registered to service clients in the following states:

  • California
  • Florida
  • Illinois
  • Massachusetts
  • New Hampshire
  • New York
  • Oklahoma
  • Pennsylvania
  • Texas

Disciplinary History

Rooted Planning Group does not have any disclosures. Please visit it's Form ADV for more details.

Updated on March 31, 2023