Raymond James

Wealth Management Firm in Worcester, MA

Firm Info
Address: 1 Mercantile St, Worcester, MA 01608, USA
Phone: (508) 365-1050

Firm Size
Assets Under Management: $902 million
# of Advisors: 105
# of Clients: 2,469
Client to Advisor Ratio: 24:1
Average Account Size: $365,323
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)

Get Connected with a Financial Advisor

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Raymond James (Usa) Ltd Overview

RAYMOND JAMES (USA) LTD is a Vancouver-based registered investment advisory firm that operates on a fee-based fee arrangement. The firm has been in business since 2011 and primarily offers financial planning and portfolio management services for individuals and small businesses. As a broker-dealer, RAYMOND JAMES (USA) LTD also provides investment advice to its clients. In addition to its core services, RAYMOND JAMES (USA) LTD assists clients in selecting other advisors to collaborate with. The firm understands that every individual has their own unique needs, and it strives to find the best fit for its clients. Through this personalized approach, RAYMOND JAMES (USA) LTD helps its clients make informed investment decisions that align with their goals and values. RAYMOND JAMES (USA) LTD is also dedicated to keeping its clients informed through its publications. The firm regularly publishes periodicals and newsletters that cover key investment trends and financial news. These publications are designed to educate clients and help them make informed decisions about their finances. Overall, RAYMOND JAMES (USA) LTD is committed to working closely with its clients to help them achieve their financial objectives and secure a brighter financial future.

(Raymond James USA Ltd prides itself on catering to a diverse clientele. The company is committed to providing exceptional financial services to a wide range of individuals, from those just starting out in their careers to high net worth individuals looking to invest their money wisely. Raymond James USA Ltd understands that each client has unique financial needs and goals, and the company strives to provide personalized solutions to meet those needs. The firm offers a variety of fee structures to suit the different services provided. One popular option is the percentage of assets under management (AUM) fee structure. This fee is based on the total amount of assets that Raymond James USA Ltd manages on behalf of a client. In addition to this fee, the firm may also charge a performance fee based on how well the portfolio performs. Other fee structures may include hourly rates or flat fees for specific services provided. Ultimately, the fee structure chosen depends on the type of client and the scope of services required. Raymond James USA Ltd is dedicated to ensuring that its pricing is transparent and fair, helping its clients feel confident in their financial decisions.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of RAYMOND JAMES (USA) LTD, the firm does not mention any specific investment minimum requirements. Therefore, it can be assumed that the firm does not have any investment minimums, or they may vary depending on the specific investment strategy or product. Individuals seeking to invest with the firm should directly contact RAYMOND JAMES (USA) LTD and inquire about any minimum investment requirements.

How This Office Can Help Worcester, MA Residents

Raymond James provides invaluable assistance to clients in Worcester, MA by offering a wide range of financial services and solutions. Whether you're looking to save for retirement, buy a home, or simply grow your wealth, Raymond James can help you achieve your financial goals. The company's expert specialists offer personalized advice and guidance, helping clients navigate complex financial situations and make informed decisions. Some specific financial situations someone living in Worcester, MA might be facing include high housing costs, student loan debt, and the need for retirement planning. Raymond James can help clients find ways to manage their monthly expenses, consolidate debt, and invest in a retirement plan that offers the best returns and tax benefits. Additionally, with the company's vast array of investment options, clients can diversify their portfolio and find opportunities to grow their wealth over time. Ultimately, Raymond James's commitment to personalized attention and tailored solutions makes them an ideal partner for anyone seeking financial stability and security in Worcester, MA.


Services Offered by Raymond James (Usa) Ltd

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James (Usa) Ltd most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1 Mercantile St, Worcester, MA 01608, USA
Phone (508) 365-1050
Directions
Google My Business Reviews:
1 Star  |  1 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 2100-925 WEST GEORGIA STREET, VANCOUVER, V6C3L2, Canada

This firm has no other locations.


Disciplinary History

Raymond James (Usa) Ltd does not have any disclosures. Please visit it's Form ADV for more details.