Capitol Securities Management

Wealth Management Firm in Winchester, VA

Firm Info
Address: 2971 Valley Ave, Winchester, VA 22601, USA
Phone: (540) 869-3156

Firm Size
Assets Under Management: $1.3 billion
# of Advisors: 104
# of Clients: 2,966
Client to Advisor Ratio: 29:1
Average Account Size: $426,895
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Capitol Securities Management, Inc. Overview

Capitol Securities Management, Inc. is a fee-based broker-dealer based in Glen Allen, VA, that has been in business since 1992. As a registered investment advisory firm, Capitol Securities Management provides investment advice and comprehensive financial planning services, including portfolio management for individuals and small businesses. They also offer portfolio management for businesses or institutional clients, pension consulting services, and selection of other advisors to provide alternative investment opportunities for clients. Capitol Securities Management, Inc. is dedicated to providing a range of financial services for their clients, from investment advice to educational seminars and workshops. Their team of advisors work closely with clients to understand their investment goals and create tailored investment portfolios designed to maximize potential returns. With a focus on long-term investment strategies, Capitol Securities Management aims to provide clients with peace of mind when it comes to their financial future. In addition to their core services, Capitol Securities Management, Inc. also offers educational seminars and workshops designed to help clients make informed financial decisions. These resources aim to provide clients with the tools necessary to achieve financial success, with a focus on retirement planning and long-term investment strategies. With a proven track record of success, Capitol Securities Management is a trusted partner for individuals and businesses seeking comprehensive investment planning services.

Capitol Securities Management, Inc. serves a diverse range of clients, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and various corporation types not listed. Additionally, they cater to other types of clients, ensuring that their services are tailored to meet each client's unique financial needs and goals. As for the fee structures available for the services provided by Capitol Securities Management, Inc., they offer different options depending on the specific service provided. A percentage of AUM fee structure is a popular choice, where clients pay a percentage of their assets under management to the firm for their services. Alternatively, an hourly fee structure is available where clients are charged based on how much time was spent on their account. Lastly, fixed fees can be charged for specific projects or services, which provides transparency and predictability for clients. Capitol Securities Management, Inc. strives to offer flexible and customizable fee options to ensure their clients are obtaining the best value for their investment management needs.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, CAPITOL SECURITIES MANAGEMENT, INC.'s Part 2 Brochure does not mention an investment minimum.

How This Office Can Help Winchester, VA Residents

Capitol Securities Management assists clients in Winchester, VA by providing them with personalized financial planning services tailored to their unique financial situations. Whether someone in Winchester is looking to retire, save for their children's college education, or invest in the stock market, Capitol Securities Management can help. One common financial situation facing residents of Winchester is how to save for retirement. With the rising cost of living and uncertainty around Social Security, it's essential to have a solid retirement plan. Capitol Securities Management can help clients develop realistic retirement goals and create a customized investment strategy that aligns with their long-term financial objectives. Additionally, they can assist clients in selecting suitable retirement accounts, such as 401(k)s or IRAs, that can help maximize their savings potential. With its team of experienced financial advisors, Capitol Securities Management is dedicated to helping clients achieve their financial goals and improve their financial well-being.

To view the Minimum Investment and Fee Schedule for Capitol Securities Management, Inc., visit their Part 2 Brochure.

Services Offered by Capitol Securities Management, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Capitol Securities Management, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 2971 Valley Ave, Winchester, VA 22601, USA
Phone (540) 869-3156
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059, United States

This firm has no other locations.

State Registrations

Capitol Securities Management, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Capitol Securities Management, Inc. does not have any disclosures. Please visit it's Form ADV for more details.