Janney Montgomery Scott LLC

Wealth Management Firm in Wayne County, NC

Firm Info
Address: 204 Malloy St Suite B, Goldsboro, NC 27534, USA
Phone: (919) 778-7074

Firm Size
Assets Under Management: $81.3 billion
# of Advisors: 1,179
# of Clients: 203,125
Client to Advisor Ratio: 172:1
Average Account Size: $400,475
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Janney Montgomery Scott LLC Overview

Janney Montgomery Scott LLC is a fee-based investment advisory firm with headquarters in Philadelphia, PA. Since its establishment in 1971, the firm has been providing investment advice and a range of other financial services to individuals, small businesses, and institutional clients. They offer financial planning and portfolio management services, as well as pension consulting services and educational seminars and workshops. As a broker-dealer, insurance broker/agent, trust company, and municipal advisor, Janney Montgomery Scott LLC is equipped to handle a wide range of financial matters. They provide investment advice and help clients select other advisors who can assist them in reaching their financial goals. The firm is committed to understanding the unique needs and goals of each client, and they work tirelessly to create customized solutions that meet those needs. Janney Montgomery Scott LLC is particularly well-suited to portfolio management for individuals and small businesses, as well as businesses and institutional clients. Their team of experts has extensive experience in investment management, asset allocation, and risk management, among other areas. They work closely with clients to develop a customized investment strategy that aligns with their unique goals and risk tolerance levels. Overall, Janney Montgomery Scott LLC is a reliable and trustworthy investment advisory firm that has been in business for almost 50 years. Their fee-based fee arrangement ensures that clients receive unbiased advice that is designed to help them achieve their financial goals. With a wide range of services offered, they are equipped to handle almost any financial situation, and they are dedicated to providing exceptional service and results to all of their clients.

JANNEY MONTGOMERY SCOTT LLC caters to a diverse range of clients from different industries and backgrounds. They offer their services to individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed. This broad client base allows JANNEY MONTGOMERY SCOTT LLC to remain flexible, adapting their services to cater to the specific needs and requirements of each of their clients. The fee structure at JANNEY MONTGOMERY SCOTT LLC is structured depending on the type of service provided. They offer a percentage of AUM, fixed fees, commissions, and other types of fees depending on the client's needs. AUM refers to assets under management, which is the total market value of the investments managed by the firm on behalf of the client. Fixed fees are a set amount charged for a particular service regardless of the amount of assets being managed. Commissions are charged on the sale of investment products or services. The other types of fees charged may include performance fees, account-related fees, or transactional fees. Overall, JANNEY MONTGOMERY SCOTT LLC offers a variety of fee structures ensuring their clients have a flexible and cost-effective option that best suits their needs.

Typical Clients, Fee Structures & Investment Minimum

According to Janney Montgomery Scott LLC's Part 2 Brochure, there is no specific mention of an investment minimum.

How This Office Can Help Wayne County, NC Residents

Janney Montgomery Scott LLC offers a variety of financial services in Wayne County, NC, to assist clients in achieving their specific financial goals. For residents of Wayne County who may be facing challenges such as mounting debt, limited income, or uncertain financial futures, Janney Montgomery Scott LLC provides personalized financial planning and investment management solutions to help secure their financial well-being. The firm's certified financial planners work with clients to determine the appropriate investments for their portfolios and to establish budgeting and savings strategies that can lead to long-term financial stability. Additionally, Janney Montgomery Scott LLC's team of professionals helps its clients navigate through the complex tax laws and regulations, as well as establish effective tax management plans to minimize their tax liability.

To view the Minimum Investment and Fee Schedule for Janney Montgomery Scott LLC, visit their Part 2 Brochure.

Services Offered by Janney Montgomery Scott LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Janney Montgomery Scott LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 204 Malloy St Suite B, Goldsboro, NC 27534, USA
Phone (919) 778-7074
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 1717 ARCH STREET, PHILADELPHIA, PA 19103, United States

This firm has no other locations.

State Registrations

Janney Montgomery Scott LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Janney Montgomery Scott LLC does not have any disclosures. Please visit it's Form ADV for more details.