Castle Rock Wealth Management, LLC

Wealth Management Firm in Alamo, CA

Firm Info
Address: 1777 Botelho Dr #105, Walnut Creek, CA 94596, USA
Phone: (925) 478-8800

Firm Size
Assets Under Management: $394.7 million
# of Advisors: 9
# of Clients: 1,692
Client to Advisor Ratio: 188:1
Average Account Size: $233,293
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

Get Connected with a Financial Advisor

* required fields

Castle Rock Wealth Management, LLC Overview

Castle Rock Wealth Management, LLC is a registered investment advisory firm in Walnut Creek, CA with a fee based fee arrangement. Since its inception in 2017, Castle Rock has been providing a range of financial services to individuals and small businesses such as financial planning, portfolio management, and pension consulting. The firm is operated by experienced broker-dealer representatives and insurance brokers/agents who are committed to providing unbiased and comprehensive investment advice to its clients. In addition to its direct offerings, Castle Rock also offers the selection of other advisors and investment managers to ensure its clients receive the diverse range of investment options and financial advice. Castle Rock's primary aim is to ease the burden of navigating the complex and ever-evolving investment landscape for its clients. The team at Castle Rock dedicates itself to providing customized financial solutions, which include ongoing portfolio monitoring and tactical adjustments in response to market conditions. Its wealth management approach gives individuals and businesses access to sound financial advice and expert portfolio management, allowing clients to focus on their business and personal success.

Castle Rock Wealth Management, LLC is a firm that serves a variety of clients with diverse needs in the financial services industry. The types of clients served by the company include individuals who require wealth management services, high net worth individuals seeking specialized financial advice, pension or profit sharing plans that need retirement planning expertise, and other corporation types not listed. The firm prides itself on being able to cater to the individual needs of each client, regardless of their level of financial complexity. When it comes to fee structures, Castle Rock Wealth Management, LLC, provides a range of options depending on the nature and sophistication of the services required. For clients who need ongoing portfolio management, the fee is calculated based on a percentage of assets under management (AUM). This fee structure ensures that the firm aligns its success with that of the client, continually striving to deliver superior investment performance. Additionally, the firm may charge a flat fee or hourly rate for certain services such as financial planning, estate planning, or tax preparation. The fees charged by the firm are transparent and designed to represent the value of the services provided. Clients can rest assured that there are no hidden or unnecessary costs associated with the services they receive from Castle Rock Wealth Management, LLC.

Typical Clients, Fee Structures & Investment Minimum

According to CASTLE ROCK WEALTH MANAGEMENT, LLC's Part 2 Brochure, the firm's investment minimums vary depending on the type of account and investment strategy chosen by the client. The brochure notes that "minimum investment amounts may apply" and that the firm "reserves the right to waive or modify minimum investment requirements." Therefore, it is not possible to determine a specific investment minimum without consulting with the firm or their representatives.

How This Office Can Help Alamo, CA Residents

Castle Rock Wealth Management, LLC provides comprehensive financial planning and investment management solutions to help clients in Alamo, CA achieve their financial goals. Many people living in Alamo face unique financial challenges given the high cost of living and high property values in the area. Castle Rock's team of experienced financial advisors can work with clients to develop a personalized financial plan that takes into account their individual circumstances and goals. For many clients in Alamo, retirement planning is a top priority. Castle Rock's advisors can help create a retirement plan that factors in the high cost of living in the area and ensures that clients have enough saved to maintain their lifestyle throughout retirement. Additionally, Castle Rock can provide guidance on managing assets such as real estate holdings or stock options, which may be prevalent in the area. Through regular reviews and adjustments, Castle Rock's advisors aim to help clients in Alamo achieve long-term financial success.

To view the Minimum Investment and Fee Schedule for Castle Rock Wealth Management, LLC, visit their Part 2 Brochure.

Services Offered by Castle Rock Wealth Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Castle Rock Wealth Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1777 Botelho Dr #105, Walnut Creek, CA 94596, USA
Phone (925) 478-8800
Opening Hours
  • Mon 8 AM–5 PM
  • Tue 8 AM–5 PM
  • Wed 8 AM–5 PM
  • Thu 8 AM–5 PM
  • Fri 8 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  1 Reviews

Other Office Locations

This firm has no other locations.

State Registrations

Castle Rock Wealth Management, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Idaho
  • Montana
  • Nevada
  • New York
  • Oregon
  • Texas
  • Washington

Disciplinary History

Castle Rock Wealth Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Integrated Wealth Management FAQs