Allen Wealth Management

Wealth Management Firm in Summit County, UT

Firm Info
Address: 2700 Homestead Rd STE 160, Park City, UT 84098, USA
Phone: 828-268-9693

Firm Size
Assets Under Management: $369.6 million
# of Advisors: 3
# of Clients: 1,312
Client to Advisor Ratio: 437:1
Average Account Size: $281,731
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly

Get Connected with a Financial Advisor

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Allen Wealth Management, LLC Overview

ALLEN WEALTH MANAGEMENT, LLC is a fee-only registered investment advisory firm headquartered in Boone, NC. Since 2005, it has been providing investment advice only to individuals and small businesses. As a fee-only firm, they do not receive any commissions or incentives for any financial products they recommend to their clients. The firm offers financial planning services to help clients identify their financial goals and develop a roadmap to achieve them. They also specialize in portfolio management for individuals and small businesses, using a variety of investment vehicles to help clients achieve their financial goals. At ALLEN WEALTH MANAGEMENT, LLC, the focus is on providing customized solutions that best fit their clients' unique financial needs. They aim to establish long-term relationships with their clients based on integrity, trust, and transparency. Their approach is grounded in a deep understanding of their clients' financial goals, risk tolerance, and overall financial situation. Overall, ALLEN WEALTH MANAGEMENT, LLC has a solid reputation as a trusted investment advisory firm providing fee-only services to individuals and small businesses seeking financial planning and portfolio management solutions. Their commitment to their clients and their customized approach sets them apart in the industry.

billing retainer fees ALLEN WEALTH MANAGEMENT, LLC is a financial advisory firm that caters to a diverse range of clients across different segments. The firm's clientele include individuals, high net worth individuals, and charitable organizations. Regardless of their category, the firm endeavors to provide customized investment advice and financial planning solutions to help each individual achieve their financial goals. In terms of fees, ALLEN WEALTH MANAGEMENT, LLC offers various structures depending on the service provided. For clients looking for asset management services, the firm offers a percentage of AUM (Assets Under Management) fee, which is a fee structure based on a percentage of the total amount of assets managed by the firm on behalf of the client. On the other hand, an hourly billing structure is available for clients who require more specialized financial planning services. For longer-term engagements, ALLEN WEALTH MANAGEMENT, LLC also offers retainer fees that allow clients to access ongoing financial planning services over a set period of time. The firm ensures transparent and fair pricing with each fee structure, providing clients the flexibility to choose the option that best suits their needs.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, ALLEN WEALTH MANAGEMENT, LLC does not have an investment minimum when engaging their services through their Advisor platform. Therefore, clients can start investing with the firm regardless of the amount of money they have available to invest.

How This Office Can Help Summit County, UT Residents

Allen Wealth Management offers a range of financial services to clients in Summit County, UT. The firm works closely with individuals and families to create customized financial plans that reflect their unique needs, goals, and circumstances. The team at Allen Wealth Management understands that clients in Summit County may face a variety of financial challenges, such as volatile markets, rising healthcare costs, and changing tax laws. As a result, they offer a holistic approach to wealth management that takes into account a range of factors, including retirement planning, estate planning, risk management, and investment management. One of the key benefits of working with Allen Wealth Management is the firm's deep understanding of the local economic landscape. Summit County is home to a diverse range of industries, including tourism, real estate, and healthcare. Allen Wealth Management leverages their knowledge of the local economy to help clients make informed financial decisions that align with their long-term goals. Additionally, the firm has extensive experience working with high net worth individuals, business owners, and retirees in Summit County, making them well-equipped to handle even the most complex financial scenarios.

To view the Minimum Investment and Fee Schedule for Allen Wealth Management, LLC, visit their Part 2 Brochure.

Services Offered by Allen Wealth Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Allen Wealth Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 2700 Homestead Rd STE 160, Park City, UT 84098, USA
Phone 828-268-9693
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Other Office Locations

Firm Headquarters
Firm headquarters location 980 HIGHWAY 105, BOONE, NC 28607, United States

This firm has no other locations.

State Registrations

Allen Wealth Management, LLC is registered to service clients in the following states:

  • Florida
  • Georgia
  • Louisiana
  • North Carolina
  • South Carolina
  • Tennessee
  • Texas
  • Virginia

Disciplinary History

Allen Wealth Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.