Bantam Inc.

Wealth Management Firm in Staatsburg, NY

Firm Info
Address: 107 East Meadowbrook Ln, Staatsburg, NY 12580, USA
Website: http://bant.am/
Phone: (845) 605-1007

Firm Size
Assets Under Management: $27.1 million
# of Advisors: 2
# of Clients: 10
Client to Advisor Ratio: 5:1
Average Account Size: $2.7 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Performance-based Fees
  • Other

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Bantam Inc. Overview

Focused Wealth Management, Inc. is an investment advisory firm that provides investment advice only to its clients. With its headquarters located in Newburgh, NY, the firm has been in business since 2010 and has established a strong reputation for offering fee-only services. This means that they do not receive commissions or other forms of compensation from investment products they recommend, ensuring that the advice they provide is unbiased and aligned with the best interests of their clients. The firm offers a wide range of services such as financial planning, portfolio management for individuals and small businesses, and pension consulting. Whether it be developing a customized investment plan, selecting an investment portfolio that’s aligned with a client's investment objectives, or providing guidance on managing and maximizing employee pensions, Focused Wealth Management has a team of experienced and knowledgeable advisors that are poised to deliver solutions tailored to the unique needs of each client. Overall, Focused Wealth Management, Inc. is a trusted investment advisory firm that provides fee-only services, putting clients' best interests first. With a full suite of wealth management, investment advisory, and pension consulting services, clients can feel confident that their financial needs are in good hands.

BANTAM INC. serves a wide range of clients, but specializes in managing the wealth of high net worth individuals. These clients often have a complex financial portfolio that requires a higher level of management and attention. BANTAM INC.'s team of experienced financial advisers has the expertise necessary to provide personalized solutions that address the unique needs and goals of these clients. BANTAM INC. offers a variety of fee structures depending on the service provided. For clients who opt for a percentage of assets under management fee structure, BANTAM INC. charges a percentage of the total value of the client's portfolio that they are managing. For clients who require more detailed financial planning or investment advice, hourly fees are available. Performance-based fees, which are linked to the performance of the client's portfolio, are also an option for those interested in aligning their advisers' incentives with their own. Other types of fees, such as flat fees or retainer fees, may be available depending on the specific services being provided by BANTAM INC.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for Bantam Inc. is at least $10 million for individual investors and at least $100 million for institutional investors, according to their Part 2 Brochure note about investment minimums. However, they may waive these minimums in limited instances at their sole discretion.

How This Office Can Help Staatsburg, NY Residents

Bantam Inc. is a financial service provider that offers comprehensive assistance to clients living in Staatsburg, NY. Staatsburg is a small village that is home to a diverse community of individuals, each facing their own unique financial situation. Bantam Inc. in Staatsburg provides various services, including accounting, tax preparation, financial planning, and wealth management. Many individuals in Staatsburg might be facing financial challenges such as debt, insufficient income, or lack of investment knowledge. Bantam Inc. offers financial planning services that help clients effectively manage their finances and make informed decisions about their money. They also assist clients in optimizing their investments, making sure that they are able to reach their financial goals. Moreover, they can also help clients prepare tax returns and navigate complex tax laws, ensuring compliance with all state and federal regulations. Overall, Bantam Inc.’s extensive financial services are tailored to meet the needs of clients in Staatsburg and help them navigate any financial challenges they may encounter.

To view the Minimum Investment and Fee Schedule for Bantam Inc., visit their Part 2 Brochure.

Services Offered by Bantam Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Bantam Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Performance-based Fees
Other
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 107 East Meadowbrook Ln, Staatsburg, NY 12580, USA
Phone (845) 605-1007
Website http://bant.am
Directions
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Other Office Locations

This firm has no other locations.

State Registrations

Bantam Inc. is registered to service clients in the following states:

  • New York

Disciplinary History

Bantam Inc. does not have any disclosures. Please visit it's Form ADV for more details.