Lee Investment Management LLC

Wealth Management Firm in Saratoga County, NY

Firm Info
Address: 63 Putnam St #202, Saratoga Springs, NY 12866, USA
Phone: (518) 580-0088

Firm Size
Assets Under Management: $63.7 million
# of Advisors: 1
# of Clients: 99
Client to Advisor Ratio: 99:1
Average Account Size: $643,536
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly

Get Connected with a Financial Advisor

* required fields

Lee Investment Management LLC Overview

Hollow Brook Wealth Management LLC is an investment advisory firm that has been in business since 2008. The firm is based in Katonah, NY and operates as a fee-based investment advisory firm that provides investment advice only. Hollow Brook Wealth Management LLC offers a range of services, including financial planning and portfolio management for individuals and small businesses. In addition to working with individuals and small businesses, Hollow Brook Wealth Management LLC also provides portfolio management services for businesses or institutional clients. The firm's portfolio management services are tailored to each client's specific needs, ensuring that the client's investments are managed in a way that maximizes returns and minimizes risk. Hollow Brook Wealth Management LLC also offers selection services, helping clients select other advisors or investment managers that can help them achieve their financial goals. Overall, the firm's approach is focused on providing comprehensive investment advice that is tailored to each client's unique needs and goals. The firm's commitment to its clients has helped it build a strong reputation in the industry as a trusted and reliable partner.

billing retainer-based Leveraging their expertise and diverse range of investment solutions, LEE INVESTMENT MANAGEMENT LLC caters to a wide variety of clients ranging from individuals to high net worth individuals. Regardless of their net worth, clients can expect LEE INVESTMENT MANAGEMENT LLC to deliver tailored investment management and financial planning services unique to their needs. When it comes to fees, LEE INVESTMENT MANAGEMENT LLC offers a flexible range of fee structures depending on the service provided. Clients have the option to pay a percentage of assets under management, which typically varies based on the size of the portfolio. Alternatively, clients can opt for hourly billing, which is calculated based on the time spent on any given project. Another option is the retainer-based fee structure, where clients pay a fixed amount to retain the firm's services on an ongoing basis. With the variety of fee structures provided by LEE INVESTMENT MANAGEMENT LLC, clients can select the structure that aligns best with their needs and objectives.

Typical Clients, Fee Structures & Investment Minimum

Lee Investment Management LLC has an investment minimum of $500,000 as stated in their Part 2 Brochure. However, the firm has the discretion to waive this requirement. Clients may set up accounts with less than $500,000 if they are anticipated to add additional funds within a reasonable time. Exceptions to the minimum investment may also apply to employees of Lee Investment Management and their relatives, or relatives of existing clients.

How This Office Can Help Saratoga County, NY Residents

Lee Investment Management LLC provides comprehensive financial planning and investment management services to clients in Saratoga County, NY. With a deep understanding of the local economy and financial landscape, Lee Investment Management LLC works to help clients achieve their financial goals and navigate the unique challenges that may be facing those living in this region. For residents of Saratoga County, NY, there are a number of specific financial situations that they may be facing. These can include planning for retirement, managing wealth and investments, navigating tax planning and preparation, and addressing estate planning and asset protection concerns. Lee Investment Management LLC offers a personalized approach to each of these areas, working with clients to create customized financial plans designed to help them achieve their specific goals and objectives. Whether it's developing a retirement income strategy, managing investments for growth and income, or ensuring proper estate planning and protection, Lee Investment Management LLC is committed to helping clients in Saratoga County, NY achieve financial success and security.

To view the Minimum Investment and Fee Schedule for Lee Investment Management LLC, visit their Part 2 Brochure.

Services Offered by Lee Investment Management LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lee Investment Management LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 63 Putnam St #202, Saratoga Springs, NY 12866, USA
Phone (518) 580-0088
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Lee Investment Management LLC is registered to service clients in the following states:

  • New York

Disciplinary History

Lee Investment Management LLC does not have any disclosures. Please visit it's Form ADV for more details.