UBS Financial Services

Wealth Management Firm in Lynchburg, VA

Firm Info
Address: 2215 Langhorne Rd # 100, Lynchburg, VA 24501, USA
Phone: (434) 528-3675

Firm Size
Assets Under Management: $692 billion
# of Advisors: 9,954
# of Clients: 1.1 million
Client to Advisor Ratio: 108:1
Average Account Size: $644,401
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Servicess
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Other Investment Advisors
  • Insurance Companies
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

Get Connected with a Financial Advisor

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Ubs Financial Services Inc. Overview

UBS Financial Services Inc. is a registered investment advisory firm that was established in 1971. Based in Weehawken, NJ, the firm operates on a fee-based arrangement with clients. As a broker-dealer, futures commission merchant, and insurance broker/agent, UBS provides investment advice to individuals, small businesses, and institutional clients. The firm offers a wide range of services, including financial planning, portfolio management, and pension consulting services. Clients can also seek assistance in selecting other advisors, accessing security ratings or pricing services, and attending educational seminars and workshops. UBS also publishes periodicals and newsletters to keep clients informed and up-to-date on the latest investment trends. As a leading financial advisor, UBS is committed to delivering personalized investment solutions tailored to meet the unique needs of each client. With over 50 years of experience in the industry, the firm has established a strong reputation for quality service and expertise. Whether you are an individual investor or a business looking to optimize your investment strategies, UBS can provide the guidance and support you need to achieve your financial goals.

UBS Financial Services Inc. caters to a diverse range of clients, including individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, other investment advisors, insurance companies, sovereign wealth funds, other corporation types not listed, and other types of clients. The firm recognizes each client's unique financial needs, goals, and priorities and provides tailored solutions best suited for them. UBS Financial Services Inc. offers a variety of fee structures depending on the services provided. These structures include a percentage of assets under management (AUM), hourly fees, fixed fees, commissions, and other types of fees. For clients who seek comprehensive portfolio management, the firm charges a percentage of AUM, which varies depending on the amount invested. For clients who require specific services, such as financial planning or investment advice, the firm may charge hourly or fixed fees. Additionally, for certain types of transactions, such as buying or selling securities, the firm may charge commissions. The firm strives to maintain an open and transparent fee structure, ensuring that all clients are aware of the fees associated with the services provided.

Typical Clients, Fee Structures & Investment Minimum

According to UBS Financial Services Inc.'s Part 2 Brochure, there is no specific note about investment minimums. Therefore, it is unclear what the firm's investment minimum is, and interested investors may wish to contact the firm directly for more information.

How This Office Can Help Lynchburg, VA Residents

UBS Financial Services is committed to support and assist clients in Lynchburg, VA, with their financial goals. They work closely with clients to develop personalized investment strategies that align with their financial goals, risk tolerance, and time horizons. Their experienced financial advisors utilize a range of investment vehicles, such as stocks, bonds, mutual funds, ETFs, and alternative investments to achieve these goals. Living in Lynchburg, VA, clients may face several financial situations, such as funding for education, planning for retirement, managing wealth, and estate planning. UBS Financial Services professionals are equipped with the expertise and resources to guide clients through these challenges and emerge with customized solutions that cater to their unique requirements. Additionally, the financial advisors leverage their access to industry-leading research and insights to help clients make informed decisions and stay ahead of ever-evolving markets and economic conditions. UBS Financial Services ultimately offers a comprehensive suite of financial services and advice aimed at serving the needs of clients in Lynchburg, VA.

To view the Minimum Investment and Fee Schedule for Ubs Financial Services Inc., visit their Part 2 Brochure.

Services Offered by Ubs Financial Services Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Ubs Financial Services Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 2215 Langhorne Rd # 100, Lynchburg, VA 24501, USA
Phone (434) 528-3675
Opening Hours
  • Mon 9 AM–5 PM
  • Tue 9 AM–5 PM
  • Wed 9 AM–5 PM
  • Thu 9 AM–5 PM
  • Fri 9 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 7086, United States

This firm has no other locations.

State Registrations

Ubs Financial Services Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Ubs Financial Services Inc. does not have any disclosures. Please visit it's Form ADV for more details.