Regency Wealth Management

Wealth Management Firm in Airmont, NY

Firm Info
Address: 500 Franklin Turnpike #212, Ramsey, NJ 07446, USA
Phone: (201) 447-5850

Firm Size
Assets Under Management: $416.3 million
# of Advisors: 5
# of Clients: 1,025
Client to Advisor Ratio: 205:1
Average Account Size: $406,105
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Regency Wealth Management Overview

Regency Wealth Management is an investment advisory firm that specializes in providing financial advice to clients. The firm was established in 2011, and since then, it has been helping individuals and small businesses in managing their finances. The firm is headquartered in Ramsey, NJ, and has been in business for several years now. Regency Wealth Management operates on a fee-only basis, which means that clients pay only for the advice they receive. This arrangement ensures that the firm is free from any conflicts of interest when recommending investment products to clients. The firm offers a range of services, including financial planning and portfolio management. The financial planning services help clients achieve their financial goals by creating a personalized plan that takes into account their unique circumstances and objectives. The portfolio management services, on the other hand, help clients manage their investments by providing customized investment solutions that are tailored to their needs. Overall, Regency Wealth Management is committed to helping clients achieve financial success and security.

Regency Wealth Management is a financial advisory firm that caters to various types of clients in order to maximize their financial potential. The firm serves individuals seeking wealth management services, high net worth individuals who require extensive financial planning, pension or profit sharing plans that aim to secure the future of their employees, charitable organizations investing in their cause, and other corporation types not specified in the list. Regency Wealth Management offers several fee structures that vary depending on the extent of financial services provided. Clients may opt for a percentage of assets under management (AUM) fee, wherein the advisor receives a percentage of the total value of assets they manage for their client. Hourly fees are also available to those who only require specific financial advice or consultation. For clients with more comprehensive financial needs, fixed fees may be charged. This fee structure offers a flat rate based on services provided, allowing clients to budget accordingly. Regency Wealth Management ensures that their fee structures are transparent and fit the needs of each individual client.

Typical Clients, Fee Structures & Investment Minimum

Regency Wealth Management has investment minimums for their Wealth Management and Investment Advisory Services. They require a minimum annual advisory fee of $8,250, which applies to a $750,000 portfolio. This fee is charged quarterly and does not exceed 3% annualized. For Financial Planning only clients, Regency requires a minimum fee of $7,000.

How This Office Can Help Airmont, NY Residents

LPL Financial is a financial planning and advisory firm that assists clients in Routt County, CO in achieving their financial goals. LPL Financial works with clients to create customized financial plans that cater to their unique needs and situations, such as building wealth, saving for retirement, and creating an estate plan. The firm's team of financial advisors provides guidance on investments, insurance, and taxes, and creates comprehensive strategies that help clients achieve long-term financial success. Living in Routt County, CO presents a unique set of financial circumstances. Many residents work in the tourism industry, which can result in seasonal employment and fluctuating incomes. Additionally, with the cost of living being higher than the national average, residents may struggle with managing their finances and saving for their future. With the help of LPL Financial, individuals in Routt County can receive personalized financial planning and guidance that addresses their specific needs and goals, creating a solid foundation for financial security.

To view the Minimum Investment and Fee Schedule for Regency Wealth Management, visit their Part 2 Brochure.

Services Offered by Regency Wealth Management

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Regency Wealth Management most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 500 Franklin Turnpike #212, Ramsey, NJ 07446, USA
Phone (201) 447-5850
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 500 NORTH FRANKLIN TURNPIKE, SUITE 212, RAMSEY, NJ 7446, United States

This firm has no other locations.

State Registrations

Regency Wealth Management is registered to service clients in the following states:

  • Florida
  • Massachusetts
  • Michigan
  • New Jersey
  • New York
  • North Carolina
  • Pennsylvania

Disciplinary History

Regency Wealth Management does not have any disclosures. Please visit it's Form ADV for more details.