Raymond James & Associates

Wealth Management Firm in Newtown, PA

Firm Info
Address: 5 Caufield Pl Ste 201, Newtown, PA 18940, USA
Phone: (215) 497-7490

Firm Size
Assets Under Management: $331 billion
# of Advisors: 4,916
# of Clients: 869,177
Client to Advisor Ratio: 177:1
Average Account Size: $380,820
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Raymond James & Associates, Inc. Overview

Raymond James & Associates, Inc. is a fee-based broker-dealer and investment advisory firm based in St. Petersburg, FL. The firm has been in the financial services industry since 1974 and offers services such as financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisors. They also provide non-discretionary advisory services, asset allocation, and offer hourly and fixed rate consultations. In addition to its suite of investment advisory services, Raymond James & Associates also provides insurance brokerage services and serves as a municipal advisor. As an investment advisory firm, Raymond James & Associates provides investment advice to its clients, with a particular focus on providing investment advice to businesses and institutional clients. The firm offers portfolio management services to help businesses grow their investments and achieve financial success. Raymond James & Associates caters to a wide range of clients, including small business owners, institutional clients, and individual investors. The firm provides a broad range of investment products and services, including research for certain institutional clients. The firm's investment philosophy is to provide clients with personalized investment solutions that are tailored to their unique goals and financial needs. With nearly 50 years of experience, Raymond James & Associates has built a reputation as a trusted investment advisory firm committed to client success.

RAYMOND JAMES & ASSOCIATES, INC. has a wide range of clients that they serve. They cater to individuals who are looking for financial planning assistance, as well as high net worth individuals with more complex financial portfolios. They also work with banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, and insurance companies. Additionally, they have experience working with other corporation types that are not listed and other types of clients that have unique needs. The fee structures available at RAYMOND JAMES & ASSOCIATES, INC. vary depending on the service provided. They offer percentage-based fees for clients who entrust them with their assets under management (AUM). They also offer hourly fees for tasks that require time-specific work. For clients who simply need advice, they offer fixed fees. Finally, they also offer commissions for transactions performed on behalf of clients. All in all, RAYMOND JAMES & ASSOCIATES, INC. is able to customize their fee structures to match the needs of each of their clients, providing a bespoke service that is individually tailored to best suit each client.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Raymond James & Associates, Inc. does not require a minimum asset amount for planning and/or investment consulting services for individuals. However, clients should consult with their financial advisor to determine whether there are any minimum asset requirements as a condition of accepting them as a client. The Wealth Advisory Services agreement outlines the fees that will be required to be paid by the client. Therefore, the Part 2 Brochure does not mention an investment minimum.

How This Office Can Help Newtown, PA Residents

Raymond James & Associates is a financial advisory firm that offers personalized solutions to clients in Newtown, PA. Individuals and families in Newtown might face a variety of financial situations, including retirement planning, investment management, debt management, tax planning, and more. Fortunately, Raymond James & Associates has the experience and expertise to help clients navigate through these challenges and create a roadmap for achieving their financial goals. For example, many families in Newtown might be concerned about the rising costs of healthcare and how it could impact their retirement savings. Raymond James & Associates can offer guidance on long-term care insurance, Medicare coverage, and other strategies to ensure their clients are financially secure in their golden years. Additionally, young professionals may be looking to build a portfolio of investments and begin planning for the future. Raymond James & Associates can help these clients develop a personalized investment plan, balancing risk and reward to meet their goals. Whether you're just starting out or looking to retire, Raymond James & Associates has the resources and knowledge to help you achieve financial success.

To view the Minimum Investment and Fee Schedule for Raymond James & Associates, Inc., visit their Part 2 Brochure.

Services Offered by Raymond James & Associates, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James & Associates, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 5 Caufield Pl Ste 201, Newtown, PA 18940, USA
Phone (215) 497-7490
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716, United States

This firm has no other locations.

State Registrations

Raymond James & Associates, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Raymond James & Associates, Inc. does not have any disclosures. Please visit it's Form ADV for more details.