Morgan Stanley Financial Advisors

Wealth Management Firm in New York, NY

Firm Info
Address: 1 Pennsylvania Plaza 43rd Fl, New York, NY 10119, USA
Phone: (212) 643-5700

Firm Size
Assets Under Management: $1.3 trillion
# of Advisors: 15,000
# of Clients: 2.1 million
Client to Advisor Ratio: 142:1
Average Account Size: $615,053
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management Investment Company
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Investment Companies
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Morgan Stanley Overview

Morgan Stanley is a fee-based financial firm headquartered in Purchase, NY. They have been in business since 2009 and specialize in providing investment advice to their clients. As a registered investment advisory firm, they also act as a broker-dealer and seller of additional financial products. Morgan Stanley offers a range of services to both individuals and businesses. Their portfolio management services are tailored to meet the needs of their clients, whether they are looking to manage their own investment portfolios or delegate this task to Morgan Stanley. They also provide pension consulting services and assist in selecting other advisors. In addition to their portfolio management services, Morgan Stanley offers educational seminars and workshops to help their clients stay informed about the latest developments in the financial world. They also provide asset allocation advice to help clients diversify their investments and manage their risk. Overall, Morgan Stanley is a highly respected financial firm that provides a range of valuable services to clients.

MORGAN STANLEY is a financial services firm that caters to a diverse range of clientele. Their clients include individuals, high net worth individuals, banking institutions, investment companies, pension or profit-sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other types of corporations. This wide range of clients demonstrates the firm's capability to cater to various financial needs and goals. MORGAN STANLEY offers different fee structures depending on the services provided to the clients. Some of the fee structures available include percentage of AUM (assets under management), fixed fees, commissions, and other types of fees. For instance, clients may incur a percentage of AUM fee when the firm manages their investment portfolios. Fixed fees are a predetermined amount that the clients pay for a specific service. Commissions, on the other hand, are fees charged based on the transactions carried out on behalf of clients. Overall, MORGAN STANLEY's varied fee structures allow the clients to choose a payment method that suits their financial preferences and objectives.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for Morgan Stanley does not mention the investment minimum for their program.

How This Office Can Help New York, NY Residents

Morgan Stanley Financial Advisors play a crucial role in assisting clients with their financial needs in New York, NY. They guide individuals, families, and businesses in managing their wealth, achieving financial goals, and navigating complex markets. With an in-depth knowledge of New York's economic and financial landscape, advisors help clients build personalized financial plans catered to their unique circumstances while keeping them updated on market trends, regulatory changes, and investment opportunities. Individuals living in New York, NY may require financial advice related to the high cost of living, taxes, and retirement planning. With the median home price in New York City being $680,000, potential homebuyers require comprehensive financial advice to secure their dream home. Similarly, high-income earners must devise strategies to reduce their tax liability while preserving their wealth. The city's aging population also needs guidance on how to manage their retirement savings and plan for long-term care needs. Morgan Stanley Financial Advisors provide tailored solutions for each of these scenarios to help clients achieve their financial objectives with a comprehensive approach.

To view the Minimum Investment and Fee Schedule for Morgan Stanley, visit their Part 2 Brochure.

Services Offered by Morgan Stanley

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Morgan Stanley most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 1 Pennsylvania Plaza 43rd Fl, New York, NY 10119, USA
Phone (212) 643-5700
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Other Office Locations

Firm Headquarters
Firm headquarters location 2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530, United States

This firm has no other locations.

State Registrations

Morgan Stanley is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Morgan Stanley does not have any disclosures. Please visit it's Form ADV for more details.