Northwestern Mutual

Wealth Management Firm in Mount Pleasant, WI


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a registered investment advisory firm that operates as a broker-dealer and insurance broker/agent. They have been providing investment advice since 1971 and are headquartered in Milwaukee, WI. The firm's fee arrangement is fee-based, meaning they receive compensation based on a percentage of assets under management. This incentivizes the firm to grow their clients' portfolios and make profitable investments on their behalf. Northwestern Mutual Investment Services, LLC offers a range of investment services, including investment research and referrals to other advisers. These offerings make it easier for clients to navigate the complex world of investing and receive expert advice on their portfolio. Overall, Northwestern Mutual Investment Services, LLC is a well-established firm with a long track record of providing quality investment advice and services to its clients. With a fee-based arrangement and a wide range of offerings, the firm is well-positioned to help clients achieve their financial goals.

Northwestern Mutual Investment Services, LLC is dedicated to serving a diverse array of clients. From high net worth individuals, to small business owners and families, the firm caters to all. The advisors at Northwestern Mutual Investment Services, LLC have a strong understanding of the unique needs of each client and work diligently to provide personalized financial plans that align with their goals and objectives. The firm strives to maintain long-term relationships with its clients and to be a trusted partner on their financial journey. When it comes to fee structures, Northwestern Mutual Investment Services, LLC offers a range of options depending on the services provided. Fixed fees are available for clients seeking a one-time financial plan or consultation. Other types of fees may include an ongoing asset management fee based on a percentage of assets under management. Additionally, the firm may offer commission-based pricing for certain types of financial products. The advisors at Northwestern Mutual Investment Services, LLC are transparent in their fee structures and work with clients to choose the most appropriate option for their individual needs. Overall, Northwestern Mutual Investment Services, LLC is committed to delivering quality financial advice and services at a fair and reasonable cost to its valued clients.

Typical Clients, Fee Structures & Investment Minimum

According to Northwestern Mutual Investment Services, LLC Part 2 Brochure, there is no mention of any investment minimums. Therefore, it is not clear what the investment minimum is for this firm. It is advisable to contact the firm directly to find out their investment minimums.

How This Office Can Help Mount Pleasant, WI Residents

Northwestern Mutual provides a range of services to clients in Mount Pleasant, WI, depending on their financial situation. If someone is just starting out in their career or looking to grow their wealth, Northwestern Mutual can help with their financial planning needs. They offer investment services such as stocks, bonds, mutual funds, and retirement planning options to meet long-term goals. For those closer to retirement age, Northwestern Mutual can help with retirement income planning, estate planning, and long-term care insurance options. Mount Pleasant, WI is home to a diverse community of individuals with a range of financial needs. Northwestern Mutual understands these needs and is dedicated to helping clients achieve their goals through tailored financial planning services. They strive to ensure that clients in Mount Pleasant, WI feel comfortable and confident in their financial future, providing support every step of the way.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 8328 Corporate Dr, Mt Pleasant, WI 53406, USA
Phone (262) 886-4664
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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