Stifel

Wealth Management Firm in Marcellus, NY

Firm Info
Address: 36 Jordan St #2, Skaneateles, NY 13152, USA
Phone: (315) 554-7030

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a fee-based investment advisory firm that has been in business since 1975. Headquartered in St Louis, MO, the firm is registered as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor, and provides investment advice. The firm offers a range of services for individuals, small businesses, and institutional clients, including financial planning, portfolio management, pension consulting, and selection of other advisors. They also offer educational seminars and workshops to help clients stay informed and make informed investment decisions. With a focus on personalized service and attention to detail, Stifel, Nicolaus & Company, Incorporated provides expert guidance and support to clients looking to build and manage their investment portfolios. Whether you are a novice investor or a seasoned pro, the firm has the expertise and resources to help you achieve your financial goals.

STIFEL, NICOLAUS & COMPANY, INCORPORATED has a wide range of clients that it serves, including high net worth individuals, individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, as well as other corporation types not listed. Additionally, the firm offers its services to other types of clients, depending on their specific needs and requirements. STIFEL, NICOLAUS & COMPANY, INCORPORATED understands that each client is unique and requires tailored investment strategies and management solutions. When it comes to fee structures, STIFEL, NICOLAUS & COMPANY, INCORPORATED offers various options, depending on the service provided. The firm offers a percentage of AUM, or Assets Under Management, which is a fee charged for managing and investing a client's portfolio. STIFEL, NICOLAUS & COMPANY, INCORPORATED also has fixed fees, which are predetermined charges for specific services. Lastly, the firm uses commissions as a fee structure, which is based on the number of securities bought or sold on behalf of the client. The fee structures offered by STIFEL, NICOLAUS & COMPANY, INCORPORATED aim to provide clients with flexibility and transparency, ensuring that they receive the best value for their investment.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Stifel, Nicolaus & Company, Incorporated, the firm does not mention an investment minimum.

How This Office Can Help Marcellus, NY Residents

Stifel is a financial services firm that offers a wide range of services to clients in Marcellus, NY. As a full-service brokerage and investment banking firm, Stifel can help clients with a variety of financial situations. For example, someone living in Marcellus may be facing retirement planning challenges or may need assistance with investment management. In these cases, Stifel can help clients assess their current financial situation, create a personalized investment plan, and monitor their investments to help ensure long-term success. Additionally, Stifel can help clients with estate planning, tax planning, and risk management, among other financial services. For those who own businesses in Marcellus, Stifel also offers assistance with merger and acquisition strategies, as well as financing solutions. Overall, Stifel is dedicated to providing personalized financial guidance and support to clients in Marcellus, NY, to help them achieve their financial goals and secure their financial future.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 36 Jordan St #2, Skaneateles, NY 13152, USA
Phone (315) 554-7030
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.