Stifel

Wealth Management Firm in Los Alamos County, NM

Firm Info
Address: 130 Lincoln Ave 2nd Floor, Santa Fe, NM 87501, USA
Phone: (505) 303-4850

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a registered investment advisory firm that has been in business since 1975. The company is headquartered in St Louis, MO, and follows a fee-based fee arrangement. The firm operates as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor and provides investment advice. Stifel, Nicolaus & Company offers an array of services that include financial planning, portfolio management for individuals and small businesses, Portfolio management of pooled investment vehicles, portfolio management for businesses or institutional clients, Pension consulting services, selection of other advisors, and educational seminars & workshops. The firm firmly believes in providing customized services to its clients based on individual needs and financial goals. The team of professionals at Stifel, Nicolaus & Company is dedicated to helping their clients achieve financial success. The experts are involved in every aspect of the investment process and offer comprehensive solutions that take into account the individual needs of their clients. Whether you are a small business owner or an individual investor, they have the expertise and resources to help you reach your financial goals.

STIFEL, NICOLAUS & COMPANY, INCORPORATED, is a financial services firm that caters to a diverse range of clients. Their client base is inclusive of individuals, high net worth individuals, and banking institutions, to name a few. As a full-service investment firm, STIFEL also services pooled investment vehicles, pension or profit sharing plans, and charitable organizations. Additionally, they extend their services to state or municipal government entities, insurance companies, and other types of corporations that are not listed. Regardless of their clients, STIFEL ensures to provide personalized and dedicated service to meet their financial objectives. When it comes to fee structures, STIFEL offers a range of options, depending on the type of service provided. The firm charges a percentage of assets under management (AUM) for investment management services. For those clients who prefer to pay for a specific service upfront, the firm offers fixed fees. STIFEL also provides a commission structure for certain deals and investment products. In summary, STIFEL, NICOLAUS & COMPANY, INCORPORATED, offers a broad range of services accompanied by several fee structures to cater to the diverse needs of its clients.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Stifel, Nicolaus & Company, Incorporated, there is no mention of an investment minimum.

How This Office Can Help Los Alamos County, NM Residents

Stifel is a top-rated financial services firm that provides comprehensive financial planning and wealth management services to clients living in Los Alamos County, NM. The firm's team of highly skilled financial advisors works closely with clients to assess their unique financial situation and offer customized solutions to meet their investment goals and objectives. Clients in Los Alamos County may face a variety of financial challenges, including retirement planning, estate planning, tax planning, and investment strategies that account for their unique personal and professional circumstances. Stifel offers a full suite of financial services to help clients navigate these complex financial issues, from customized investment portfolios to retirement income planning strategies that account for the potential impact of taxes and inflation on income streams. With Stifel, clients in Los Alamos County can feel confident knowing that they have access to expert financial advice and guidance that is tailored to their specific needs.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 130 Lincoln Ave 2nd Floor, Santa Fe, NM 87501, USA
Phone (505) 303-4850
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.