Guardian Wealth Management

Wealth Management Firm in Polk County, FL

Firm Info
Address: 464 W Pipkin Rd, Lakeland, FL 33813, USA
Phone: (863) 904-4760

Firm Size
Assets Under Management: $344.1 million
# of Advisors: 2
# of Clients: 1,059
Client to Advisor Ratio: 530:1
Average Account Size: $324,938
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Guardian Wealth Management, Inc. Overview

Guardian Wealth Management, Inc. is a registered investment advisory firm that has been operating since 2002. Based in Chattanooga, TN, the firm offers investment advice only through a fee-only arrangement. As such, clients can trust that the firm has no conflicts of interest and provides unbiased advice. The firm offers financial planning and portfolio management services to both individuals and small businesses. With a focus on helping clients achieve their long-term financial goals, the firm tailors its investment strategies to meet each client's unique needs. The team of experienced advisors at Guardian Wealth Management can guide clients through various stages of life, from retirement planning to wealth preservation. With more than 18 years of experience in the financial industry, Guardian Wealth Management has built a reputation for providing sound investment advice and top-notch customer service. The firm's team of advisors stays up-to-date with the latest market trends and investment strategies to ensure that clients receive the best advice possible. For those seeking a trusted advisor to help manage their investments, Guardian Wealth Management is a great choice.

GUARDIAN WEALTH MANAGEMENT, INC. serves a diverse clientele, including individuals, high net worth individuals, as well as pension or profit sharing plans, and other corporation types not listed. Each client has unique financial goals and needs, and the firm provides customized services tailored to meet their specific requirements. Whether it's retirement planning, wealth management, or investment advisory services, clients can rely on the firm's expertise to help them achieve their financial objectives. When it comes to fee structures, GUARDIAN WEALTH MANAGEMENT, INC. offers different options depending on the service provided. Clients can choose between a percentage of assets under management (AUM), hourly rates, or fixed fees. AUM fees are calculated as a percentage of the client's total investment portfolio, typically ranging from 0.50% to 2.00%. Hourly rates are charged based on the amount of time the firm spends on a particular service, such as financial planning or tax preparation. Fixed fees provide a set price for a specific type of service, regardless of the amount of time or effort required. Clients can select the fee structure that best matches their needs and budget, ensuring transparency and fairness in their business dealings with the firm.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for Guardian Wealth Management, Inc. is $500,000, as indicated in their Part 2 Brochure note about investment minimums. The firm states that this minimum account balance requirement is generally negotiable depending on the client's existing relationship with the firm.

How This Office Can Help Polk County, FL Residents

Guardian Wealth Management provides comprehensive financial planning and investment management services for clients in Polk County, FL. As a full-service firm, they help clients navigate a range of financial situations, from planning for retirement and managing investment portfolios to protecting assets through insurance products. For Polk County residents, some common financial challenges may include planning for retirement on a limited income, managing debt, and protecting assets from unforeseen events like natural disasters. Guardian Wealth Management takes a personalized approach to each client's financial situation and creates customized solutions that address their unique needs and goals. The firm also emphasizes education, helping clients understand the investment options available to them and making informed decisions about their financial futures. With a focus on long-term growth and risk management, Guardian Wealth Management helps clients in Polk County achieve financial stability and security.

To view the Minimum Investment and Fee Schedule for Guardian Wealth Management, Inc., visit their Part 2 Brochure.

Services Offered by Guardian Wealth Management, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Guardian Wealth Management, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 464 W Pipkin Rd, Lakeland, FL 33813, USA
Phone (863) 904-4760
Opening Hours
  • Mon 8:30 AM–5 PM
  • Tue 8:30 AM–5 PM
  • Wed 8:30 AM–5 PM
  • Thu 8:30 AM–5 PM
  • Fri 8:30 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  5 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 6151 SHALLOWFORD ROAD, SUITE 102, CHATTANOOGA, TN 37421, United States

This firm has no other locations.

State Registrations

Guardian Wealth Management, Inc. is registered to service clients in the following states:

  • Alabama
  • Florida
  • Georgia
  • Missouri
  • Tennessee
  • Texas
  • Virginia

Disciplinary History

Guardian Wealth Management, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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