Raymond James

Wealth Management Firm in Yorktown Heights, NY

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Firm Info
Address: 341 Route 202, Somers, NY 10589, USA
Phone: (914) 276-2475

Firm Size
Assets Under Management: $902 million
# of Advisors: 105
# of Clients: 2,469
Client to Advisor Ratio: 24:1
Average Account Size: $365,323
# of Offices: 23

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Raymond James (Usa) Ltd Overview

Raymond James (USA) Ltd is a fee-based registered investment advisory firm that has been in business since 2011. The firm is headquartered in Vancouver and primarily operates as a broker-dealer while providing investment advice to clients. Their fee arrangement emphasizes transparency and aligning their interests with those of their clients. Raymond James (USA) Ltd offers a range of services to meet their clients' financial needs. They provide financial planning services to ensure a holistic approach is taken to their clients' needs. Portfolio management for individuals and small businesses is also provided, ensuring the tailored management of investments based on client objectives. Clients are able to select other advisors within Raymond James (USA) Ltd if they require additional specialists to help manage their wealth. Additionally, Raymond James (USA) Ltd publishes newsletters and periodicals that showcase investment strategies and current market trends. These publications provide clients with more detailed insights into the firm's approach to investing, facilitating a deeper understanding of how Raymond James (USA) Ltd manages their clients' wealth. With Raymond James (USA) Ltd's diverse range of services, clients can trust that their investments are well managed and optimized for future growth.

Raymond James (USA) Ltd caters to a diverse range of clientele, including individuals and high net worth individuals. Whether individuals are in the market for financial planning, investment, or retirement planning services, Raymond James (USA) Ltd offers comprehensive solutions to meet their needs. Meanwhile, high net worth individuals with complex financial portfolios require sophisticated investment strategies, tailored advice, and asset allocation expertise. Raymond James (USA) Ltd has a team of experienced financial advisors who understand their clients' unique needs and offer personalized, trusted advice. When it comes to fees, Raymond James (USA) Ltd offers a percentage of AUM (assets under management) fee structure. The fee structure is simple to understand, transparent, and appropriate, with fees charged on the total value of assets managed by the firm on behalf of the client. The percentage of AUM fee structure allows clients to understand the costs associated with their services, aligning their interests with the firm to grow their portfolios over time. By charging fees on a percentage of AUM, the firm is incentivized to grow clients' portfolios and deliver positive investment outcomes. Overall, Raymond James (USA) Ltd's fee structures are designed to ensure fair compensation for the firm's services and value provided to clients.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Raymond James (USA) Ltd requires an investment minimum of $100,000 for their Separately Managed Account program. However, for their mutual fund and exchange-traded fund investments, there is no minimum investment amount mentioned in their Part 2 Brochure.

How This Office Can Help Yorktown Heights, NY Residents

Raymond James is a wealth management company that provides comprehensive financial services to clients in Yorktown Heights, NY and surrounding areas. Their team of financial advisors works closely with clients to provide personalized financial planning and investment advice tailored to their unique needs and goals. Clients in Yorktown Heights may face a variety of financial situations, such as planning for retirement, saving for college tuition, managing debt, or growing wealth. Raymond James offers a range of services to accommodate different financial goals. These services include investment management, retirement planning, estate planning, insurance planning, and tax planning. Their team can also provide guidance on navigating complex financial challenges such as managing inherited wealth, business succession planning or charitable giving. At Raymond James, clients in Yorktown Heights can expect personalized, hands-on guidance to help them navigate their financial future.

Services Offered by Raymond James (Usa) Ltd

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James (Usa) Ltd most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 341 Route 202, Somers, NY 10589, USA
Phone (914) 276-2475
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Disciplinary History

Raymond James (Usa) Ltd does not have any disclosures. Please visit it's Form ADV for more details.

Updated on March 31, 2023