Hilltop Securities Inc.

Wealth Management Firm in Hidalgo County, TX

Firm Info
Address: 100 E Nolana Loop, Pharr, TX 78577, USA
Phone: (956) 686-0991

Firm Size
Assets Under Management: $2 billion
# of Advisors: 105
# of Clients: 4,574
Client to Advisor Ratio: 44:1
Average Account Size: $441,595
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Other

Get Connected with a Financial Advisor

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Hilltop Securities Inc. Overview

Hilltop Securities Inc. is a registered investment advisory firm that has been in business since 1998. Headquartered in Dallas, TX, the firm offers fee-based financial planning services, portfolio management for individuals and small businesses, and selection of other advisors. Hilltop Securities Inc. operates as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, and municipal advisor. As a broker-dealer, Hilltop Securities Inc. facilitates the buying and selling of securities on behalf of its clients. As a commodity pool operator/advisor, the firm advises clients regarding investments in commodity pools. The firm also serves as an insurance broker/agent, providing clients with guidance on insurance policies. As a municipal advisor, Hilltop Securities Inc. helps its clients with financial planning and investment strategies for municipal projects. In addition to its investment advisory services, Hilltop Securities Inc. publishes periodicals or newsletters that educate its clients on investment strategies. The firm also offers educational seminars and workshops to help clients understand the intricacies of financial planning, asset allocation, and risk management. Overall, Hilltop Securities Inc. is a well-rounded investment advisory firm with extensive experience in guiding clients towards their financial goals.

HILLTOP SECURITIES INC. is a financial firm that serves a diverse clientele, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other types of corporations not listed. The firm caters to a wide range of investors with varying financial needs and goals. From those just starting to build their wealth to those looking to preserve and grow their assets, the firm has the expertise to help clients achieve their objectives. When it comes to the fees for its services, HILLTOP SECURITIES INC. offers a variety of fee structures that clients can choose from, depending on the type of service provided. The firm charges a percentage of assets under management (AUM) for portfolio management services. Clients who prefer a more hands-on approach and want help with specific tasks like tax planning or retirement planning can opt for hourly fees. For more comprehensive financial planning services, the firm may charge fixed fees. Other types of fees, such as commission-based or performance-based fees, may also be available depending on the specific service provided. The flexibility in fee structures allows clients to choose the option that best suits their needs and budget.

Typical Clients, Fee Structures & Investment Minimum

According to the note in HILLTOP SECURITIES INC.'s Part 2 Brochure, the minimum initial account values for their various programs range from $25,000 to $100,000, depending on the program. The Partner and Advantage programs both require a minimum account size of $30,000, while the Premier Advisors-SMA and Premier Advisors-UMA programs require a minimum account size of $100,000 (subject to managers minimum). The Direct Access-FSP program requires a minimum account size of $25,000 (subject to managers minimum). HTS has the discretion to terminate any Program Account if they fall below the minimum account value guidelines, but they may also grant exceptions to the minimum account value under certain circumstances.

How This Office Can Help Hidalgo County, TX Residents

Hilltop Securities Inc. is a leading financial services firm that assists clients in Hidalgo County, TX, with a range of financial solutions. With a team of experienced professionals, the company partners with clients to help them make informed decisions and achieve their financial goals. Some of the specific financial situations someone living in Hidalgo County, TX, might be facing include saving for retirement, paying off debt, or investing in a home. Hilltop Securities Inc. offers a wide range of services to address these financial situations, such as investment planning, estate planning, insurance planning, and retirement planning. The investment planning can help individuals invest their money in the right place to maximize returns and minimize risks. The estate planning can provide guidance on how to pass on wealth to beneficiaries and reduce estate taxes. The insurance planning can help individuals safeguard their assets through insurance solutions, and retirement planning can provide guidance on how to achieve financial stability during retirement. Overall, Hilltop Securities is the ideal solution for individuals in Hidalgo County, TX, who need expert guidance and financial solutions to achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Hilltop Securities Inc., visit their Part 2 Brochure.

Services Offered by Hilltop Securities Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Hilltop Securities Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Other
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 100 E Nolana Loop, Pharr, TX 78577, USA
Phone (956) 686-0991
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX 75201, United States

This firm has no other locations.

State Registrations

Hilltop Securities Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Hilltop Securities Inc. does not have any disclosures. Please visit it's Form ADV for more details.