Kemp Financial Management, LLC

Wealth Management Firm in Fullerton, CA

Firm Info
Address: 2286 N State College Blvd, Fullerton, CA 92831, USA
Phone: (714) 257-0800

Firm Size
Assets Under Management: $221.7 million
# of Advisors: 3
# of Clients: 470
Client to Advisor Ratio: 157:1
Average Account Size: $471,749
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Kemp Financial Management, LLC Overview

Kemp Financial Management, LLC is a registered investment advisory firm that specializes in providing investment advice only. Since opening its doors in 2006, the firm has been committed to serving the needs of individuals and small businesses seeking portfolio management services. Located in Fullerton, CA, the firm's headquarters is a hub of financial expertise and innovation. One of the standout features of Kemp Financial Management, LLC is its fee-only fee arrangement. This means that the firm is compensated solely by clients and does not receive any form of commissions or compensation from third-party vendors. As a result, clients can be confident in the firm's commitment to transparency and objectivity when making investment decisions on their behalf. In addition to managing portfolios, Kemp Financial Management, LLC also offers a unique service that sets it apart from other registered investment advisory firms. The firm provides selection of other advisors, giving clients the opportunity to work with a broader range of industry experts, beyond the assistance of Kemp Financial Management, LLC alone. This level of flexibility enables clients to build integrated financial plans that align with their preferences and priorities.

The prestigious firm, Kemp Financial Management, LLC, serves an array of clients, including individuals seeking financial planning, high net worth individuals requiring sophisticated wealth management, pension or profit sharing plans in need of investment advice, and charitable organizations seeking guidance on effective philanthropic strategies. Kemp Financial Management tailors its services to meet specific client needs, providing comprehensive and personalized solutions that are unrivaled in the industry. Kemp Financial Management offers various fee structures, depending on the level of service provided. For clients who require asset management, fees are based on a percentage of assets under management (AUM). This fee structure aligns the interests of the client and the firm, as the client's success is directly linked to the firm's performance. For clients who need financial planning or consulting services, fees are usually calculated on an hourly or project basis. This fee structure enables clients to receive the expert advice they need without being tied to long-term contracts or minimum investment requirements. Kemp Financial Management is transparent and upfront with its fee structures, eliminating any surprises for clients as they work towards achieving their financial goals.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for Kemp Financial Management, LLC is typically $1,000,000, according to their Part 2 Brochure note about investment minimums. However, exceptions to this minimum may be made at the firm's discretion based on a variety of factors.

How This Office Can Help Fullerton, CA Residents

Kemp Financial Management, LLC provides a range of financial services to clients in Fullerton, CA, to help them achieve their financial goals. The firm focuses on personalized investment strategies that suit each client's unique needs, risk tolerance, and financial situation. Some of the services offered include portfolio management, retirement planning, tax planning, estate planning, college planning, and risk management. Fullerton, CA, is a city with a diverse population and various financial situations. Some people in Fullerton may be facing financial challenges such as saving for retirement, paying for their children's college education, managing their debt, or dealing with unexpected expenses. Kemp Financial Management, LLC recognizes these challenges and develops customized financial plans that help clients navigate through these situations. The firm's mission is to empower clients to make informed financial decisions that align with their long-term goals and objectives.

To view the Minimum Investment and Fee Schedule for Kemp Financial Management, LLC, visit their Part 2 Brochure.

Services Offered by Kemp Financial Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Kemp Financial Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 2286 N State College Blvd, Fullerton, CA 92831, USA
Phone (714) 257-0800
Directions
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Other Office Locations

This firm has no other locations.

State Registrations

Kemp Financial Management, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Idaho
  • Texas

Disciplinary History

Kemp Financial Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.

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