Whelan Financial

Wealth Management Firm in Fresno County, CA

Firm Info
Address: 7700 N Palm Ave Ste. 201, Fresno, CA 93711, USA
Phone: (559) 228-8002

Firm Size
Assets Under Management: $484.1 million
# of Advisors: 7
# of Clients: 979
Client to Advisor Ratio: 140:1
Average Account Size: $494,533
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)

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Whelan Financial Overview

Whelan Financial is a registered investment advisory firm located in Fresno, California. The firm has been providing investment advice to clients since 1991 and offers fee-only fee arrangements, ensuring transparency and impartiality in their services. Whelan Financial specializes in investment advice only, providing its clients with unbiased financial solutions that work best for their needs. The firm offers a wide range of services, including financial planning and portfolio management for both individuals and small businesses. Its financial planning services help clients identify and achieve their financial goals, with the firm providing personalized and comprehensive guidance on everything from retirement planning to tax-efficient investing strategies. Whelan Financial's portfolio management services cater to clients who want to build and maintain a diversified investment portfolio tailored to their risk tolerance and investment objectives. Overall, Whelan Financial is committed to long-term client success and aims to help its clients achieve their financial goals through sound investment advice and personalized financial planning. With years of expertise and experience under their belt, the firm's advisors are dedicated to providing exceptional service and delivering optimal investment results to their clients.

CERITY PARTNERS LLC offers a diverse range of financial services to a variety of clients, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, state or municipal government entities, and other corporation types not listed. Their breadth of expertise provides value to clients across all stages of their financial journey; CERITY PARTNERS LLC assists clients with investment advisory, wealth management, tax planning, risk management, and more. As such, they are well-equipped to offer unique solutions for each client's specific needs. CERITY PARTNERS LLC provides a variety of fee structures depending on the service provided. For asset management services, their fee structure is based on a percentage of assets under management (AUM) - ensuring that their incentives are directly aligned with their clients' investment performance. For other services like tax planning, hourly fees are typically employed to ensure efficiency and transparency. Additionally, fixed fees are available for projects or services that have a clearly defined scope of work, making it easier for clients to budget and understand the overall cost. Finally, performance-based fees can be employed in some cases where the firm's compensation is tied to specific outcomes. This fee structure type ensures that their services are fully aligned with clients' goals, and that pricing is appropriate for the value provided.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for Whelan Financial does not mention any notes about investment minimums. Therefore, it is unclear what the firm's investment minimum is. It is recommended to contact the firm directly for more information regarding their investment minimum requirements.

How This Office Can Help Fresno County, CA Residents

Whelan Financial is a financial planning and investment management firm that assists clients located in Fresno County, CA, by offering a range of personalized services designed to help them achieve their financial objectives. The firm is dedicated to providing its clients with the resources and tools necessary to help them navigate through a myriad of financial issues, including retirement planning, tax management, wealth transfer, estate planning, and risk management. Individuals living in Fresno County, CA, may face a variety of financial situations, such as dealing with debt, saving for college or retirement, protecting assets, and planning for the future. Whelan Financial works closely with each of its clients to create a customized financial plan tailored to their specific needs, goals, and challenges. The firm's experienced team of financial advisors utilizes their expertise and knowledge to guide clients through complex financial decisions and provide them with peace of mind that their financial affairs are in order.

To view the Minimum Investment and Fee Schedule for Whelan Financial, visit their Part 2 Brochure.

Services Offered by Whelan Financial

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Whelan Financial most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 7700 N Palm Ave Ste. 201, Fresno, CA 93711, USA
Phone (559) 228-8002
Opening Hours
  • Mon 8 AM–5 PM
  • Tue 8 AM–5 PM
  • Wed 8 AM–5 PM
  • Thu 8 AM–5 PM
  • Fri 8 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
4 Stars  |  4 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 7700 NORTH PALM AVE. #201, FRESNO, CA 93711-5780, United States

This firm has no other locations.

State Registrations

Whelan Financial is registered to service clients in the following states:

  • California
  • Idaho
  • Nevada
  • Oregon
  • Washington

Disciplinary History

Whelan Financial does not have any disclosures. Please visit it's Form ADV for more details.