SMH Capital Advisors LLC

Wealth Management Firm in Johnson County, TX

Firm Info
Address: 4200 S Hulen St Suite 534, Fort Worth, TX 76109, USA
Website:
Phone: (817) 569-7000

Firm Size
Assets Under Management: $426.7 million
# of Advisors: 3
# of Clients: 435
Client to Advisor Ratio: 145:1
Average Account Size: $980,888
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management Investment Company
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Investment Companies
  • Pension & Profit Sharing Plans
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Commissions

Get Connected with a Financial Advisor

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Smh Capital Advisors LLC Overview

SMH Capital Advisors LLC is a registered investment advisory firm that has been in business since 1997. The firm is headquartered in Fort Worth, TX, and their fee arrangement is fee-based. They offer a range of financial services, including financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, and pension consulting services. They are also a broker-dealer representative and insurance broker/agent which allows them to provide investment advice and handle insurance products. Their team of professionals can provide personalized financial strategies based on their clients' specific circumstances and needs. They believe that each client's situation is unique, and their approach is tailored to reflect that. Their investment strategies are designed to create a diverse portfolio aimed at achieving the client's financial goals. They use a disciplined investment philosophy to help clients reach their long-term objectives. SMH Capital Advisors LLC also offers portfolio management investment company services for those who want to invest through their investment funds. Their investment strategy is based on extensive research and analysis, and they collaborate with their clients to make decisions that align with their investment objectives and risk tolerance. The firm's pension consulting services are designed to help businesses and organizations manage their pension funds effectively. Overall, SMH Capital Advisors LLC offers comprehensive and customized financial planning and investment management services. Their team of experienced professionals is dedicated to helping their clients achieve their financial goals, and they are committed to providing a high level of service and transparency throughout the investment process.

SMH Capital Advisors LLC is a renowned financial advisory firm that offers a diverse range of services to clients with varying needs. The firm caters to individuals, high net worth individuals, investment companies, pension or profit sharing plans, insurance companies, and other types of corporations. With a client-centric approach, SMH Capital Advisors LLC provides customized solutions that align with the goals and objectives of every client. The firm's team of experts takes a holistic approach to assess each client's financial situation and provide tailored advice. SMH Capital Advisors LLC offers flexible fee structures that cater to different client needs. Clients can choose from a percentage of assets under management (AUM), hourly fees, or commissions. The percentage of AUM fee structure is a popular option for investment management services, where clients pay a percentage of the assets the firm manages on their behalf. Alternatively, hourly billing is an excellent option for clients seeking specific financial advice or guidance, where they pay the firm for the time spent rather than a percentage of assets. Finally, the commission-based fee structure is ideal for clients seeking investment products that are sold on a commission basis. Whatever the client's preference may be, SMH Capital Advisors LLC is committed to transparency and ensuring that clients get value for their money.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure of SMH CAPITAL ADVISORS LLC does not mention any investment minimums.

How This Office Can Help Johnson County, TX Residents

SMH Capital Advisors LLC is a financial and investment advisor firm that provides comprehensive solutions for clients in Johnson County, TX. The firm works closely with individuals and businesses to create personalized financial plans that suit their needs and goals. Whether clients are just starting out or looking to grow their wealth, SMH Capital Advisors LLC offers guidance and expertise on a range of financial topics. Clients in Johnson County, TX face a variety of financial situations depending on their lifestyles and goals. Some might be looking to save for retirement or plan for their children's education, while others may need assistance with estate planning or debt management. SMH Capital Advisors LLC offers a range of services to address these needs, including retirement planning, investment management, tax planning, and more. The firm understands that each client's situation is unique, and works to create tailored financial strategies that provide long-term value and peace of mind.

To view the Minimum Investment and Fee Schedule for Smh Capital Advisors LLC, visit their Part 2 Brochure.

Services Offered by Smh Capital Advisors LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Smh Capital Advisors LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 4200 S Hulen St Suite 534, Fort Worth, TX 76109, USA
Phone (817) 569-7000
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Smh Capital Advisors LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Connecticut
  • Florida
  • Georgia
  • Illinois
  • Kansas
  • Louisiana
  • Maryland
  • Massachusetts
  • Missouri
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • Ohio
  • Oklahoma
  • Pennsylvania
  • Texas
  • Virginia
  • Wisconsin

Disciplinary History

Smh Capital Advisors LLC does not have any disclosures. Please visit it's Form ADV for more details.