Northwestern Mutual

Wealth Management Firm in East Petersburg, PA


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC has been in business since 1971 and is headquartered in Milwaukee, WI. As a fee-based registered investment advisory firm, they provide investment advice to clients while also acting as a broker-dealer and insurance broker/agent. Their primary focus is providing investment advice, but they also offer investment research and referrals to other advisers as other services. They are known for their personalized approach when it comes to helping clients achieve their financial goals. As a company with a long history, Northwestern Mutual Investment Services, LLC has a strong reputation in the industry for their knowledge and expertise. They pride themselves on putting their clients' interests first, offering a wide range of services that go beyond simply managing their investments. Their holistic approach to financial planning sets them apart, as their clients receive guidance on everything from retirement planning to estate planning.

Northwestern Mutual Investment Services, LLC serves a diverse range of clients, including individuals, families, businesses, and institutions. Their financial advisors provide personalized investment solutions tailored to each client's unique needs and goals. Clients may seek guidance on retirement planning, wealth management, investment strategy, tax planning, and more. Northwestern Mutual Investment Services, LLC offers a variety of fee structures depending on the services provided. Fixed fees may be charged for specific advisory services, such as financial planning. Other types of fees, such as asset-based fees or commission-based fees, may be charged based on the value of assets under management or the purchase of investment products. The firm may also offer a combination of different fee structures depending on the client's needs and preferences. It is important for clients to understand the fee structures and associated costs of any services provided by their financial advisor.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Northwestern Mutual Investment Services, LLC, there is no mention of an investment minimum. Therefore, it is not possible to determine what the firm's investment minimimum is from their Part 2 Brochure. It is advised to contact the firm directly for more information on their investment minimums and requirements.

How This Office Can Help East Petersburg, PA Residents

Northwestern Mutual is a trusted financial planning company that offers a wide range of services to help individuals in East Petersburg, PA achieve their financial goals. The company provides personalized financial planning services that are tailored to meet the specific needs of each client. The team of financial advisors at Northwestern Mutual are experienced professionals who provide comprehensive guidance on investments, retirement planning, saving for education, and estate planning. For residents in East Petersburg, PA, Northwestern Mutual can assist in many financial situations. For instance, the company can help individuals who are starting their career to develop a suitable financial plan for managing their expenses, debts, and saving for retirement. Additionally, Northwestern Mutual can assist individuals who are approaching retirement and need to analyze their current financial picture and develop a sound plan to achieve their retirement goals. This plan may include strategies to reduce or eliminate debt, maximize tax efficiency, and increase income streams from investments and retirement accounts. Overall, Northwestern Mutual provides reliable financial planning to help individuals and businesses in East Petersburg, PA achieve their long-term financial goals.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 280 Granite Run Dr #100, Lancaster, PA 17601, USA
Phone (717) 205-4040
Directions
Google My Business Reviews:
1 Star

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.