Allworth Financial

Wealth Management Firm in Hamilton County, OH


Firm Size
Assets Under Management: $13.8 billion
# of Advisors: 119
# of Clients: 69,528
Client to Advisor Ratio: 584:1
Average Account Size: $198,225
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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Allworth Financial, L.p. Overview

Allworth Financial, L.P. is a fee-based registered investment advisory firm that has been in the business of providing investment advice since 2007. The company is headquartered in Folsom, CA, and specializes in providing financial planning and portfolio management services for individuals, small businesses, and institutional clients. Additionally, the firm offers pension consulting services, selection of other advisors, publication of periodicals or newsletters, and educational seminars and workshops. The focus of Allworth Financial is on providing clients with investment advice that is tailored to their unique needs and goals. The company's portfolio management services are designed to help clients achieve their financial objectives by providing them with access to a range of investment options that are strategically selected for their risk and return potential. Whether working with individuals or businesses, Allworth Financial is committed to offering personalized investment advice that is grounded in sound financial principles. Overall, Allworth Financial is committed to helping clients achieve their financial goals through a combination of sound investment advice, expert portfolio management, and educational services that help clients make informed decisions about their investments. With a focus on quality and personalized service, the firm is well-positioned to help individuals and businesses achieve long-term financial success.

ALLWORTH FINANCIAL, L.P. is a financial advisory firm that caters to a wide range of clients with varying financial needs. These clients include individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other types of corporations not listed. The firm offers personalized services and solutions to help clients achieve their financial goals, regardless of their financial status or background. In terms of fee structures, ALLWORTH FINANCIAL, L.P. offers several options depending on the service provided. For clients who require ongoing wealth management services, the firm charges a percentage of assets under management (AUM). This fee is based on the total value of the client’s investments and is typically around 1% of AUM. For clients who require more specialized services or consulting, ALLWORTH FINANCIAL, L.P. offers hourly or fixed fee arrangements. Hourly fees are charged based on the time spent working on a particular project or task, while fixed fees are charged for specific projects or services. The firm is committed to providing transparent and competitive fee structures, so clients can make informed decisions about their finances without any surprises.

Typical Clients, Fee Structures & Investment Minimum

According to the note about investment minimums in their Part 2 Brochure, Allworth Financial, L.P. requires a management fee of at least $2,500 annually for client account(s). However, the brochure does not mention any specific investment minimum required to work with the firm.

How This Office Can Help Hamilton County, OH Residents

Edward Jones - Financial Advisor: Jim Wasinger assists clients in Clark County, OH by providing them with personalized financial advice and guidance. Jim understands the unique financial situations faced by clients living in Clark County, OH, such as retirement planning, saving for college, budgeting for a home, and managing debt. Jim works with clients to create a personalized financial plan that meets their individual needs and goals, providing guidance on topics such as investment strategy, retirement income planning, and tax-efficient investing. With his expertise, Jim helps clients navigate complex financial issues and make informed decisions that will help them achieve their financial objectives. He is committed to building long-term trusted relationships with his clients by providing ongoing guidance and support, and adapting their financial plans as their life circumstances and goals change. Whether it is planning for retirement or managing debt, Jim works closely with his clients to help them achieve their financial goals and secure their financial future.

To view the Minimum Investment and Fee Schedule for Allworth Financial, L.p., visit their Part 2 Brochure.

Services Offered by Allworth Financial, L.p.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Allworth Financial, L.p. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 7890 E Kemper Rd Suite 200, Cincinnati, OH 45249, USA
Phone (513) 469-7500
Directions
Google My Business Reviews:
4 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 340 PALLADIO PKWY., SUITE 501, FOLSOM, CA 95630, United States

This firm has no other locations.

State Registrations

Allworth Financial, L.p. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Allworth Financial, L.p. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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