Wealth Management Firm in Chatham County, GA

Firm Info
Address: 15 Lake St #140, Savannah, GA 31411, USA
Phone: (912) 598-3010

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a registered investment advisory firm that has been in business since 1975. The company is headquartered in St Louis, MO, and follows a fee-based fee arrangement. The firm operates as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor and provides investment advice. Stifel, Nicolaus & Company offers an array of services that include financial planning, portfolio management for individuals and small businesses, Portfolio management of pooled investment vehicles, portfolio management for businesses or institutional clients, Pension consulting services, selection of other advisors, and educational seminars & workshops. The firm firmly believes in providing customized services to its clients based on individual needs and financial goals. The team of professionals at Stifel, Nicolaus & Company is dedicated to helping their clients achieve financial success. The experts are involved in every aspect of the investment process and offer comprehensive solutions that take into account the individual needs of their clients. Whether you are a small business owner or an individual investor, they have the expertise and resources to help you reach your financial goals.

STIFEL, NICOLAUS & COMPANY, INCORPORATED caters to a wide range of clients with different financial profiles and objectives. The firm's clientele includes individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other types of corporate entities not listed. With such a diverse clientele, the firm has the expertise to provide personalized services and tailored investment solutions that meet the unique needs of each client. STIFEL, NICOLAUS & COMPANY, INCORPORATED offers various fee structures depending on the services provided. Clients may opt for a percentage of assets under management (AUM) fee, which means that the firm charges a percentage of the total assets it manages for the client. This fee structure is typically used for ongoing advisory services, where the firm manages the client's investments and provides regular updates and reports. Alternatively, fixed fees may be charged for a specific service or project, such as financial planning or portfolio review. Lastly, the firm may charge commissions for executing trades on behalf of clients. This fee structure is often used in conjunction with the percentage of AUM fee and can vary based on the type of investment product or security being traded. Overall, STIFEL, NICOLAUS & COMPANY, INCORPORATED's fee structures aim to provide transparency and align the firm's incentives with the client's best interests.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Stifel, Nicolaus & Company, Incorporated, the firm does not mention an investment minimum.

How This Office Can Help Chatham County, GA Residents

Stifel is a well-known and reputable financial services firm that offers a wide range of financial solutions to clients in Chatham County, GA. The professionals at Stifel work closely with clients to identify their financial goals and create customized plans that help them achieve these goals. Whether someone is looking to retire in the near future or simply wants to grow their wealth and invest in new opportunities, Stifel has the expertise and experience to assist them. Many people in Chatham County, GA may be facing financial challenges, such as planning for retirement, managing debt, or navigating complex tax laws. Stifel's team can help these clients by assessing their current financial situation, developing a budget, and creating a long-term financial plan that balances their current needs with their future goals. They can also provide guidance on retirement planning, estate planning, investment management, and other complex financial matters. With the assistance of Stifel, clients in Chatham County, GA can achieve financial security and peace of mind.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 15 Lake St #140, Savannah, GA 31411, USA
Phone (912) 598-3010
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Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.