Northwestern Mutual

Wealth Management Firm in Butler County, OH

Firm Info
Address: 7570 Bales St Suite 200, West Chester Township, OH 45069, USA
Phone: (513) 777-4300

Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a fee-based, registered investment advisory firm headquartered in Milwaukee, WI. Founded in 1971, they have been in business for over 50 years. As a broker-dealer, insurance broker/agent, and provider of investment advice, they offer a range of services to their clients. One of the main benefits of Northwestern Mutual Investment Services, LLC is their fee-based fee arrangement. This allows clients to pay for their services based on a percentage of the assets they manage rather than being charged commission-based fees. This fee model aligns the firm's interests with the client's interests since the firm only makes money when their clients' investments perform well. In addition to investment advice, Northwestern Mutual Investment Services, LLC also provides investment research and referrals to other advisers. This broad range of services allows them to provide comprehensive solutions tailored to each client's unique financial needs and goals. Overall, the breadth of services offered by Northwestern Mutual Investment Services, LLC makes them an excellent choice for clients looking for a well-rounded investment advisory firm.

Northwestern Mutual Investment Services, LLC is renowned for offering their high-quality services to various kinds of clients with varied financial and investment needs. The firm has established clientele comprising individuals, businesses, corporations, trusts, non-profit organizations, and retirement plans of all sizes, from small startups to large institutions. Northwestern Mutual Investment Services, LLC takes pride in serving clients across industries, making their services more diverse and inclusive. The fee structures available at Northwestern Mutual Investment Services, LLC are dependent on the service provided to the respective client. Some clients may opt for fixed fees, where a predetermined amount is charged for a particular service. This fee structure is relatively constant throughout the engagement and includes managing a client's portfolio, consulting, or investment planning. Additionally, other clients may desire a more flexible, performance-based fee system, where the fee structure is linked to the achieved financial gains. This option is usually reserved for high net worth individuals and investment portfolios, where a fee percentage is charged based on the portfolio's total value. Overall, Northwestern Mutual Investment Services, LLC offers a broad range of fee structures to meet the unique needs of each client and strives to provide transparency in all its pricing models.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Northwestern Mutual Investment Services, LLC, there is no mention of an investment minimum. Hence, it can be concluded that the firm does not have any investment minimum requirement for their clients.

How This Office Can Help Butler County, OH Residents

Northwestern Mutual is a trusted financial planning company that assists clients in Butler County, OH, with their unique financial needs. Clients living in Butler County, OH, may be facing different financial situations, and Northwestern Mutual has a wide range of financial planning services that can help. For instance, residents of Butler County, OH, may face significant challenges when planning their retirement and ensuring they have enough savings. At Northwestern Mutual, clients receive individualized financial planning and investment guidance that will help them build a retirement portfolio that meets their unique needs. Additionally, residents of Butler County, OH, may also require assistance in planning for their children's education or caring for aging parents. Northwestern Mutual is committed to assisting clients with all of their financial needs, and their team of experts will provide comprehensive planning and investment options to ensure financial security for themselves, their families, and their communities. They also provide life insurance, disability income insurance, and long-term care insurance that can help clients protect their loved ones and their assets. Whether it's planning for retirement, planning for education, or managing an estate, Northwestern Mutual offers unparalleled financial planning solutions that address all of their clients' specific needs.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 7570 Bales St Suite 200, West Chester Township, OH 45069, USA
Phone (513) 777-4300
Directions
Google My Business Reviews:
2 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.