Raymond James

Wealth Management Firm in Broomfield, CO

Firm Info
Address: 11542 Colony Row, Broomfield, CO 80021, USA
Phone: (720) 220-5527

Firm Size
Assets Under Management: $902 million
# of Advisors: 105
# of Clients: 2,469
Client to Advisor Ratio: 24:1
Average Account Size: $365,323
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)

Get Connected with a Financial Advisor

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Raymond James (Usa) Ltd Overview

RAYMOND JAMES (USA) LTD is a registered broker-dealer and investment advisory firm based in Vancouver, Canada. The company has been in business since 2011 and operates on a fee-based payment system. They offer a wide range of financial planning services and portfolio management for both individuals and small businesses. One of the key features of RAYMOND JAMES (USA) LTD is their ability to select other advisors to work with clients. They have a vast network of investment professionals and can match clients with the most suitable advisor. The firm also publishes periodicals and newsletters to keep clients up-to-date with the latest investment trends and market insights. RAYMOND JAMES (USA) LTD is committed to providing excellent customer service and personalized investment advice to help clients achieve their financial goals. Their team of experienced professionals is dedicated to building long-term relationships with clients and working with them to develop a customized investment strategy. Whether you are an individual investor or a small business owner, RAYMOND JAMES (USA) LTD has the expertise and resources to help you succeed.

RAYMOND JAMES (USA) LTD is a reputable financial planning and wealth management firm that caters to a broad spectrum of clients. From the average individual who seeks assistance in achieving financial stability to high net worth individuals, they offer their services to every client who seeks to achieve their desired financial goals. Their team of advisors provides personalized financial advice and wealth management services that cater to the specific needs of each client. With their extensive expertise and experience in the financial industry, clients can rest assured that they are receiving advice from some of the industry's most knowledgeable professionals. When it comes to fees, RAYMOND JAMES (USA) LTD provides clients with a range of fee structures depending on the service provided. One of the most popular fee structures is the percentage of assets under management (AUM). This fee is the percentage taken from the total amount of assets that the firm manages on the client's behalf, typically around 1% of the total investment. Another fee structure available is the commission-based structure, where clients pay a commission on each transaction made. This structure is typically used for clients who trade frequently and requires the expertise of experienced traders. RAYMOND JAMES (USA) LTD also offers a fee-only structure, where clients pay a set fee for the services provided, ensuring that there is no conflict of interest between the client and advisor. Overall, the fee structures available are designed to accommodate each client's individual needs and preferences, empowering them to achieve their financial goals without any undue burden or stress.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure note about investment minimum for RAYMOND JAMES (USA) LTD, the firm has specified investment minimums for certain types of accounts or investments, but these minimums may vary depending on the specific circumstances of the investment. However, the brochure does not mention a specific investment minimum that applies across all accounts or investments offered by the firm. Clients should consult with their advisor or contact the firm directly to determine the investment minimum for their specific situation.

How This Office Can Help Broomfield, CO Residents

Raymond James is a well-known financial firm that assists clients in Broomfield, CO, with their investment and wealth management needs. The area is home to a diverse population, with many people working in the tech industry, but also significant numbers of retirees. Raymond James financial advisors can help those with significant wealth to develop a financial plan that meets their unique goals, and can guide those just starting to grow their wealth in building an investment portfolio that can help them achieve their long-term objectives. Additionally, Raymond James understands that life changes can greatly impact financial situations, and clients in Broomfield, CO, may find themselves facing a wide range of financial challenges, such as college planning, retirement planning, estate planning, or dealing with unexpected expenses. Whatever the situation, their experienced team can offer customized solutions and investment strategies that help clients achieve peace of mind, knowing that their financial plans are designed to meet their unique needs. With a dedication to client-first service and a comprehensive approach to financial planning, Raymond James can assist clients in Broomfield, CO, in achieving their financial goals.


Services Offered by Raymond James (Usa) Ltd

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James (Usa) Ltd most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 11542 Colony Row, Broomfield, CO 80021, USA
Phone (720) 220-5527
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 2100-925 WEST GEORGIA STREET, VANCOUVER, V6C3L2, Canada

This firm has no other locations.


Disciplinary History

Raymond James (Usa) Ltd does not have any disclosures. Please visit it's Form ADV for more details.

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