Stifel

Wealth Management Firm in Barrington, IL

Firm Info
Address: 257 E Main St Suite 100, Barrington, IL 60010, USA
Phone: (847) 886-8642

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a registered investment advisory firm that has been in business since 1975. The company is headquartered in St Louis, MO, and follows a fee-based fee arrangement. The firm operates as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor and provides investment advice. Stifel, Nicolaus & Company offers an array of services that include financial planning, portfolio management for individuals and small businesses, Portfolio management of pooled investment vehicles, portfolio management for businesses or institutional clients, Pension consulting services, selection of other advisors, and educational seminars & workshops. The firm firmly believes in providing customized services to its clients based on individual needs and financial goals. The team of professionals at Stifel, Nicolaus & Company is dedicated to helping their clients achieve financial success. The experts are involved in every aspect of the investment process and offer comprehensive solutions that take into account the individual needs of their clients. Whether you are a small business owner or an individual investor, they have the expertise and resources to help you reach your financial goals.

STIFEL, NICOLAUS & COMPANY, INCORPORATED, is a financial services firm that caters to a diverse range of clients. Their client base is inclusive of individuals, high net worth individuals, and banking institutions, to name a few. As a full-service investment firm, STIFEL also services pooled investment vehicles, pension or profit sharing plans, and charitable organizations. Additionally, they extend their services to state or municipal government entities, insurance companies, and other types of corporations that are not listed. Regardless of their clients, STIFEL ensures to provide personalized and dedicated service to meet their financial objectives. When it comes to fee structures, STIFEL offers a range of options, depending on the type of service provided. The firm charges a percentage of assets under management (AUM) for investment management services. For those clients who prefer to pay for a specific service upfront, the firm offers fixed fees. STIFEL also provides a commission structure for certain deals and investment products. In summary, STIFEL, NICOLAUS & COMPANY, INCORPORATED, offers a broad range of services accompanied by several fee structures to cater to the diverse needs of its clients.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Stifel, Nicolaus & Company, Incorporated, there is no mention of an investment minimum.

How This Office Can Help Barrington, IL Residents

Stifel is a full-service brokerage firm that assists clients in Barrington, IL with various financial needs, including investment management, retirement planning, tax planning, estate planning, and more. With extensive experience and knowledge in the financial industry, Stifel's team of professionals helps clients navigate complex financial situations and develop customized solutions to meet their unique needs. Living in Barrington, IL, one might be facing different financial situations, such as planning for retirement, managing wealth, or navigating tax laws and regulations. This is where Stifel's expertise comes in, helping clients to create a comprehensive financial plan that provides them with a clear vision of their future and gives them peace of mind. Additionally, Stifel offers a range of investment options, from stocks and bonds to mutual funds and alternative investments, to help clients manage their wealth and achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 257 E Main St Suite 100, Barrington, IL 60010, USA
Phone (847) 886-8642
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.