Northwestern Mutual

Wealth Management Firm in Allen County, OH


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a fee-based, registered investment advisory firm headquartered in Milwaukee, WI. Founded in 1971, they have been in business for over 50 years. As a broker-dealer, insurance broker/agent, and provider of investment advice, they offer a range of services to their clients. One of the main benefits of Northwestern Mutual Investment Services, LLC is their fee-based fee arrangement. This allows clients to pay for their services based on a percentage of the assets they manage rather than being charged commission-based fees. This fee model aligns the firm's interests with the client's interests since the firm only makes money when their clients' investments perform well. In addition to investment advice, Northwestern Mutual Investment Services, LLC also provides investment research and referrals to other advisers. This broad range of services allows them to provide comprehensive solutions tailored to each client's unique financial needs and goals. Overall, the breadth of services offered by Northwestern Mutual Investment Services, LLC makes them an excellent choice for clients looking for a well-rounded investment advisory firm.

Northwestern Mutual Investment Services, LLC is renowned for offering their high-quality services to various kinds of clients with varied financial and investment needs. The firm has established clientele comprising individuals, businesses, corporations, trusts, non-profit organizations, and retirement plans of all sizes, from small startups to large institutions. Northwestern Mutual Investment Services, LLC takes pride in serving clients across industries, making their services more diverse and inclusive. The fee structures available at Northwestern Mutual Investment Services, LLC are dependent on the service provided to the respective client. Some clients may opt for fixed fees, where a predetermined amount is charged for a particular service. This fee structure is relatively constant throughout the engagement and includes managing a client's portfolio, consulting, or investment planning. Additionally, other clients may desire a more flexible, performance-based fee system, where the fee structure is linked to the achieved financial gains. This option is usually reserved for high net worth individuals and investment portfolios, where a fee percentage is charged based on the portfolio's total value. Overall, Northwestern Mutual Investment Services, LLC offers a broad range of fee structures to meet the unique needs of each client and strives to provide transparency in all its pricing models.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Northwestern Mutual Investment Services, LLC, there is no mention of an investment minimum. Hence, it can be concluded that the firm does not have any investment minimum requirement for their clients.

How This Office Can Help Allen County, OH Residents

Northwestern Mutual offers a wide range of financial planning services to assist clients in Allen County, OH. They have a team of seasoned financial advisors who work closely with the clients to review their current financial situation and identify their short-term and long-term financial goals. The advisors analyze the clients' assets, liabilities, income, and expenses, and create a personalized financial plan that meets their unique needs. One challenge that someone living in Allen County, OH might face is the rising cost of healthcare. Northwestern Mutual can assist by providing guidance on healthcare insurance and long-term care planning. Another challenge is saving for retirement, and Northwestern Mutual's financial advisors can help clients establish an affordable retirement plan, such as Roth IRA and 401(k) plans, tailored to their age, income, and savings goals. Overall, Northwestern Mutual works one-on-one with clients to build a comprehensive financial roadmap to ensure their financial future is secure.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 1662 W Breese Rd # H, Lima, OH 45806, USA
Phone (419) 227-2040
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.