5C Capital Management, LLC

Retirement Planning Firm in Montvale, NJ

Firm Info
Address: 50 Tice Blvd Suite A32 Suite 1204, Woodcliff Lake, NJ 07677, USA
Phone: (347) 331-0648

Firm Size
Assets Under Management: $439.9 million
# of Advisors: 6
# of Clients: 1,363
Client to Advisor Ratio: 227:1
Average Account Size: $322,734
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Business Development Companies
  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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5C Capital Management, LLC Overview

5C Capital Management, LLC is an investment advisory firm that exclusively provides investment advice to clients, without any commission-based compensation. Founded in 2017, the firm is relatively new to the industry, but has quickly established a reputation for providing a range of high-quality services that cater to both individuals and small businesses. The firm's headquarters is located in Woodcliff Lake, NJ, providing easy access to clients in the surrounding region and beyond. Along with serving local clients, 5C Capital Management also offers its services to businesses and institutional clients. As a registered investment advisory firm, 5C Capital Management offers a suite of services to cater to its clients' unique needs. These services include financial planning, portfolio management, and pension consulting services. In addition, the firm also provides clients with the option of selecting other advisors to ensure the best possible investment outcomes. Overall, 5C Capital Management, LLC is an investment advisory firm that puts clients first, offering a fee-only, professional approach to investment advice. With its range of financial services and commitment to excellence, the firm is well-positioned to help both individuals and businesses achieve their investment goals.

5C Capital Management, LLC is a financial advisory firm that caters to a wide variety of clientele. Their client base includes individuals, high net worth individuals, business development companies, pension or profit sharing plans, and even charitable organizations, among others. Their diverse portfolio of clients is a testament to their ability to provide customized solutions to different investment needs and goals. The firm offers different fee structures to their clients, depending on the nature of the service provided. One option is a percentage of Assets Under Management (AUM), which is a common fee structure in the financial industry. This percentage fee is based on the amount of assets being managed by the firm. Another fee structure available is an hourly fee, where clients are charged for the number of hours spent on providing financial advice or any related service. Finally, the firm also offers a fixed fee option, where clients are charged a specific amount for a particular service, regardless of the amount of assets being managed. These different fee structures allow clients to choose the most appropriate option for their needs and budget, ensuring transparency and fairness in the financial services they receive.

Typical Clients, Fee Structures & Investment Minimum

According to the note in 5C Capital Management, LLC's Part 2 Brochure, there is a $10 million investment minimum. The note also suggests that this minimum may incentivize the firm to recommend that clients maintain their account with Schwab, as the firm has an interest in receiving Schwab's services.

How This Office Can Help Montvale, NJ Residents

Edward Jones - Financial Advisor: David B Gifford provides personalized financial guidance and investment advice to clients in Grand Junction, CO. He assists with various financial situations, from planning for retirement to saving for a child's college education. With his extensive knowledge and experience in the financial industry, he helps clients create customized investment strategies that are tailored to each individual's unique financial goals. As someone living in Grand Junction, CO, there are specific financial situations that may be of concern, such as the rising cost of healthcare and the impact of volatile commodity prices on the local economy. In addition, many residents may have concerns about how they will be able to afford retirement and create a sustainable income stream. David B Gifford is well-versed in these types of situations and is able to provide guidance on how to navigate them through his customized investment solutions. His services empower clients to make informed financial decisions that align with their aspirations for the future.

To view the Minimum Investment and Fee Schedule for 5C Capital Management, LLC, visit their Part 2 Brochure.

Services Offered by 5C Capital Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by 5C Capital Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 50 Tice Blvd Suite A32 Suite 1204, Woodcliff Lake, NJ 07677, USA
Phone (347) 331-0648
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 50 TICE BOULEVARD, SUITE A32, WOODCLIFF LAKE, NJ 7677, United States

This firm has no other locations.

State Registrations

5C Capital Management, LLC is registered to service clients in the following states:

  • California
  • Connecticut
  • Florida
  • Louisiana
  • Massachusetts
  • New Jersey
  • New York
  • South Carolina
  • Texas

Disciplinary History

5C Capital Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.