Firm Info
Firm Size
Services Offered
- Financial Planning
- Portfolio Management for Individuals & Small Businesses
- Portfolio Management for Businesses or Institutional Clients
- Selection of Others Advisors
- Educational Seminars & Workshops
- Other
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Pension & Profit Sharing Plans
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Fixed Fees (Other than subscription)
Trinity Portfolio Advisors, LLC Overview
Trinity Portfolio Advisors, LLC is an investment advisory firm based in Southlake, Texas. Since its establishment in 2009, the firm has provided fee-only financial planning and investment advice to individuals, small businesses, and institutional clients. As a registered investment advisory firm, Trinity Portfolio Advisors advises clients on investment strategies and portfolio management. The firm is committed to helping clients achieve their financial goals and minimize risk through careful planning and execution. Trinity Portfolio Advisors provides a range of services to its clients, including financial planning, portfolio management, advisor selection, and educational seminars and workshops. The firm's financial planning services help clients develop a comprehensive financial plan that takes into account their current financial situation, long-term goals, and risk tolerance. Portfolio management services include investment portfolio design, performance monitoring, and rebalancing to ensure optimal returns. The firm also offers advisor selection services to help clients find the right financial advisor for their needs. Additionally, Trinity Portfolio Advisors provides consulting services to businesses and institutional clients. The firm's experienced team of professionals helps clients navigate complex financial decisions, evaluate investment opportunities, and manage risk effectively. The firm's consultants work closely with clients to develop customized solutions that meet their unique needs. With its commitment to fee-only investment advice and personalized service, Trinity Portfolio Advisors is a trusted partner for clients seeking to achieve financial success.
TRINITY PORTFOLIO ADVISORS, LLC has an extensive client base that includes individuals, high net worth individuals, and pension or profit sharing plans. The firm offers its services to clients seeking financial planning advice and investment management solutions. To cater to the varying needs of its clients, TRINITY PORTFOLIO ADVISORS, LLC provides an array of fee structures. These include a percentage of AUM or assets under management and fixed fees. The former arrangement entails charging a percentage of the client's total assets invested under the firm's management. The latter fee structure is a predetermined amount of money that clients are obligated to pay for a particular service provided by the firm. TRINITY PORTFOLIO ADVISORS, LLC's experienced and knowledgeable team strives to provide unparalleled financial advisory services at competitive rates to its diverse clientele.
Typical Clients, Fee Structures & Investment Minimum
TRINITY PORTFOLIO ADVISORS, LLC has an investment minimum of $7500 to open and maintain an advisory account. However, the Part 2 Brochure notes that they may waive this minimum account size at their discretion.
How This Office Can Help Westlake, TX Residents
Trinity Portfolio Advisors, LLC is a financial planning and investment management firm that assists clients in Westlake, TX in achieving their financial goals. The town of Westlake is known for its affluent community, and Trinity Portfolio Advisors, LLC provides services tailored to the specific financial situations of its clients in this area. One of the challenges that clients in Westlake may face is managing a high net worth portfolio, which requires careful planning and investment strategies. Trinity Portfolio Advisors, LLC offers customized portfolio management solutions to help clients protect their assets and grow their wealth over time. The firm also provides financial planning services, which may include retirement planning, estate planning, tax planning, and risk management. With the guidance and expertise of Trinity Portfolio Advisors, LLC, clients in Westlake can navigate complex financial situations and confidently plan for their future.
Services Offered by Trinity Portfolio Advisors, LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Trinity Portfolio Advisors, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
- Mon 8 AM–5 PM
- Tue 8 AM–5 PM
- Wed 8 AM–5 PM
- Thu 8 AM–5 PM
- Fri 8 AM–3 PM
- Sat Closed
- Sun Closed
Other Office Locations
This firm has no other locations.
State Registrations
Trinity Portfolio Advisors, LLC is registered to service clients in the following states:
- Arizona
- Arkansas
- California
- Colorado
- Florida
- Illinois
- Kansas
- Louisiana
- Mississippi
- Montana
- New Mexico
- New York
- North Carolina
- Oklahoma
- Oregon
- Texas
Disciplinary History
Trinity Portfolio Advisors, LLC does not have any disclosures. Please visit it's Form ADV for more details.