Raymond James Financial Services

Retirement Planning Firm in Warren County, KY

Firm Info
Address: 1240 Ashley Cir A, Bowling Green, KY 42104, USA
Phone: (270) 846-2656

Firm Size
Assets Under Management: $272 billion
# of Advisors: 5,571
# of Clients: 846,581
Client to Advisor Ratio: 152:1
Average Account Size: $321,292
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Raymond James Financial Services Advisors, Inc Overview

Raymond James Financial Services Advisors, Inc. is a Florida-based firm that offers investment advice-only as a registered investment advisory firm. The firm has been in business since 2008 and offers a range of financial planning and portfolio management services for both individuals and small businesses. With a fee-based arrangement, clients can rest assured that the firm is invested in their success as a trusted advisor. In addition to personalized financial planning and portfolio management, Raymond James Financial Services Advisors, Inc. also offers pension consulting services, the selection of other advisors, educational seminars, and workshops. Whether clients are just starting out or running an established business, the firm has the experience and expertise to provide sound investment advice and other financial services to help them reach their goals. In addition to its standard services, the firm also offers hourly and fixed-rate consultations as needed. This flexibility allows clients to receive targeted advice on specific financial matters, without committing to a long-term arrangement. Overall, Raymond James Financial Services Advisors, Inc. provides a comprehensive range of investment advisory and financial planning services for businesses and individuals alike.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC serves a wide range of clients, including individuals, high net worth individuals, and banking institutions. Additionally, pension or profit sharing plans, charitable organizations, state or municipal government entities, and insurance companies are all clients that RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC serves. They also accommodate other corporation types not listed, making their services available to a diverse set of clients. RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC offers a flexible fee structure depending on the type of service provided. Clients are able to choose from percentage of AUM, hourly, fixed fees, commissions, and other types of fees. The percentage of AUM fee structure charges clients based on the percentage of assets under management. Hourly fees charge clients an hourly rate for services rendered, while fixed fees charge clients a fixed amount for a specific service. Commissions are a fee charged to clients based on a percentage of the amount of the financial product they purchase. RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC offers a variety of fee structures to ensure they can meet all their clients' investment needs effectively.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Raymond James Financial Services Advisors, Inc does not have a minimum asset amount for planning and/or investment consulting services for individuals. However, clients should consult with their IAR to determine if there are any minimum asset requirements as a condition of accepting them as a client. Clients will also be required to complete the Wealth Advisory Services agreement and pay fees as noted in the agreement. Therefore, Raymond James Financial Services Advisors, Inc does not have an investment minimum mentioned in their Part 2 Brochure.

How This Office Can Help Warren County, KY Residents

Raymond James Financial Services offers a range of financial planning and investment services to clients in Warren County, KY. Some of the specific financial situations that people in this area may face include planning for retirement, managing investments, saving for children's education, and preparing for unexpected expenses. To help clients navigate these challenges, Raymond James Financial Services works closely with their clients to develop personalized financial plans based on their specific goals and needs. This might involve creating a comprehensive investment portfolio, maximizing tax benefits, and developing strategies for managing debt and saving for the future. With a focus on transparency, integrity, and client education, Raymond James Financial Services is committed to helping people in Warren County, KY achieve long-term financial success.

To view the Minimum Investment and Fee Schedule for Raymond James Financial Services Advisors, Inc, visit their Part 2 Brochure.

Services Offered by Raymond James Financial Services Advisors, Inc

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James Financial Services Advisors, Inc most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1240 Ashley Cir A, Bowling Green, KY 42104, USA
Phone (270) 846-2656
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 880 CARILLON PARKWAY, SAINT PETERSBURG, FL 33716, United States

This firm has no other locations.

State Registrations

Raymond James Financial Services Advisors, Inc is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Raymond James Financial Services Advisors, Inc does not have any disclosures. Please visit it's Form ADV for more details.