Capital Financial Group

Retirement Planning Firm in Warren County, KY

Firm Info
Address: 1278 Campbell Ln #2, Bowling Green, KY 42104, USA
Phone: (901) 322-0291

Firm Size
Assets Under Management: $233.5 million
# of Advisors: 3
# of Clients: 538
Client to Advisor Ratio: 179:1
Average Account Size: $433,947
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Capital Financial Group, Inc. Overview

Capital Financial Group, Inc. is a fee only registered investment advisory firm that provides investment advice to clients. The firm is headquartered in Greenwood Village, Colorado and has been in business since 2019. Capital Financial Group specializes in financial planning and portfolio management for both individuals and small businesses. In addition to their investment services, they also offer insurance broker and agent services. As a fee only firm, Capital Financial Group is committed to transparency and does not accept commissions or any other form of compensation from third parties. This allows them to serve their clients' best interests with unbiased advice. With a focus on holistic financial planning, they work with clients to ensure their portfolios align with their personal goals and risk tolerance. Capital Financial Group takes a personalized approach to wealth management, tailoring their services to each client's unique needs. They also offer selection of other advisors, which ensures that their clients have access to a wide range of financial strategies and expertise. Overall, they strive to help their clients build long-term financial stability and achieve their financial goals.

CAPITAL FINANCIAL GROUP, INC. serves a diverse range of clients, including individuals from all walks of life, high net worth individuals, pension or profit sharing plans, and various other corporation types not listed. Understanding that each client has unique financial goals and requirements, CAPITAL FINANCIAL GROUP, INC. offers a wide variety of services to cater to their needs. In terms of fee structures, CAPITAL FINANCIAL GROUP, INC. provides clients with the flexibility to choose a payment plan that works best for them. Depending on the services provided, they offer percentage of AUM (assets under management), hourly, and fixed fees. Clients who opt for AUM-based fee structures will be charged a percentage of their overall investments managed by the firm, whilst those choosing the hourly fee option will be charged based on the time spent on specific tasks or projects. Capital Financial Group's fixed fees take into account the project's complexity and scope of work, with the fee being predetermined and articulated plainly upfront. This assortment of pricing options lets the clients feel in command of their budget with customized payment methods that fit them best. Overall, CAPITAL FINANCIAL GROUP, INC. is dedicated to providing their clients with transparent, effective, and personalized financial solutions.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Capital Financial Group, Inc. states that the minimum to open an Ambassador account is $25,000. However, it also notes that the firm has discretion to waive this minimum dollar amount. Therefore, potential investors should check with the firm to see if they qualify for a waiver of the investment minimum.

How This Office Can Help Warren County, KY Residents

Capital Financial Group is dedicated to helping individuals and business owners in Warren County, KY navigate their financial situations. With a focus on personalized financial planning, the firm offers a range of services including investment management, retirement planning, insurance planning, and estate planning. Clients in Warren County, KY may face a variety of financial challenges, such as managing debt, planning for retirement, saving for education expenses, protecting their assets, and managing income in the face of unexpected events. Capital Financial Group works closely with clients to identify their unique financial goals and develop a customized plan to achieve those goals. The firm’s experienced advisors leverage their expertise and industry knowledge to provide tailored recommendations and ongoing support, helping clients to navigate their financial journey with confidence and peace of mind.

To view the Minimum Investment and Fee Schedule for Capital Financial Group, Inc., visit their Part 2 Brochure.

Services Offered by Capital Financial Group, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Capital Financial Group, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1278 Campbell Ln #2, Bowling Green, KY 42104, USA
Phone (901) 322-0291
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 8400 E. PRENTICE AVE., SUITE 1100, GREENWOOD VILLAGE, CO 80111-2926, United States

This firm has no other locations.

State Registrations

Capital Financial Group, Inc. is registered to service clients in the following states:

  • California
  • Colorado
  • Nebraska
  • Texas

Disciplinary History

Capital Financial Group, Inc. does not have any disclosures. Please visit it's Form ADV for more details.