Allworth Financial

Retirement Planning Firm in Walnut Creek, CA


Firm Size
Assets Under Management: $13.8 billion
# of Advisors: 119
# of Clients: 69,528
Client to Advisor Ratio: 584:1
Average Account Size: $198,225
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Allworth Financial, L.p. Overview

Allworth Financial, L.P. is a fee-based Registered Investment Advisory Firm headquartered in Folsom, California. The firm has been providing investment advisory services since 2007, offering investment advice exclusively to its clients. The firm is committed to providing its clients with sound financial strategies that will help secure their financial futures. Allworth Financial offers a range of services to its clients, including financial planning, portfolio management for individuals and small businesses, as well as portfolio management for businesses or institutional clients. In addition, the firm provides pension consulting services to its clients and helps them select other advisors as well. Allworth Financial is committed to educating its clients and offers educational seminars and workshops to help them gain a deeper understanding of investment strategies and financial planning. The firm also publishes periodicals and newsletters to keep clients up to date with the latest financial news and trends. Allworth Financial, L.P. is a trusted investment advisor that is dedicated to helping individuals and businesses achieve their financial goals.

ALLWORTH FINANCIAL, L.P. serves a diverse range of clients from individuals to high net worth individuals, pension or profit sharing plans, charitable organizations, and other corporation types not listed. The firm has developed a reputation for providing exceptional financial planning and investment management services. When it comes to fee structures, ALLWORTH FINANCIAL, L.P. offers its clients various options. Depending on the service provided, clients can choose to pay a percentage of their assets under management (AUM), an hourly rate, or fixed fees. The decision on which fee structure to choose is entirely dependent on the client's needs and preferences. Clients who opt for a percentage of AUM fee structure pay a percentage of their portfolio's value, while clients who choose the hourly option are charged an hourly rate for the services rendered. All in all, ALLWORTH FINANCIAL, L.P. sets a high standard for providing tailored financial planning and investment management services to its clients at affordable fees.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of ALLWORTH FINANCIAL, L.P., the investment minimum for client accounts is not explicitly mentioned. However, the brochure does note that management fees are subject to a $2,500 annual minimum. This suggests that clients are required to invest at least that amount in order to be eligible for investment management services from the firm. It is possible that there are additional investment minimums or requirements that are not explicitly outlined in the brochure, so prospective clients should contact the firm directly for more information.

How This Office Can Help Walnut Creek, CA Residents

Allworth Financial is a trusted financial advisory firm that offers customized solutions to clients living in Walnut Creek, CA. They have a team of experienced advisors who are committed to providing personalized financial guidance to clients based on their unique financial situations. They help clients in various areas, such as retirement planning, estate planning, investment management, tax planning, and much more. If you are living in Walnut Creek, CA, you might encounter various financial challenges, such as high living expenses, inflation, and taxes. Allworth Financial can help you navigate through these challenges and create a comprehensive financial plan that aligns with your goals and values. They can help you manage your investments, protect your assets, reduce your taxes, and plan for a comfortable retirement. With Allworth Financial by your side, you can have peace of mind knowing that your financial future is secure.

To view the Minimum Investment and Fee Schedule for Allworth Financial, L.p., visit their Part 2 Brochure.

Services Offered by Allworth Financial, L.p.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Allworth Financial, L.p. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1255 Treat Blvd Suite 304, Walnut Creek, CA 94597, USA
Phone (925) 326-1903
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 340 PALLADIO PKWY., SUITE 501, FOLSOM, CA 95630, United States

This firm has no other locations.

State Registrations

Allworth Financial, L.p. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Allworth Financial, L.p. does not have any disclosures. Please visit it's Form ADV for more details.