Stifel

Retirement Planning Firm in Tulare County, CA

Firm Info
Address: 217 E Caldwell Ave, Visalia, CA 93277, USA
Phone: (559) 622-1040

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a broker-dealer and registered investment advisory firm that has been in business since 1975. Based in St. Louis, MO, the firm offers fee-based services and provides investment advice to individuals, small businesses, and institutional clients. As a commodity pool operator/advisor, insurance broker/agent, and municipal advisor, Stifel, Nicolaus & Company, has a wide range of expertise. The firm provides financial planning services, portfolio management for small businesses, and pooled investment vehicles, along with portfolio management services for institutional clients. Additionally, the firm offers pension consulting services and selection of other advisors to ensure clients have the best resources available to them. Stifel, Nicolaus & Company, Inc. also hosts educational seminars and workshops. With a focus on providing personalized financial advice, Stifel, Nicolaus & Company, Incorporated brings together a team of experts who have a deep understanding of the investment landscape. They help clients achieve their financial goals with comprehensive planning and sound investment strategies. The firm has a reputation for its commitment to their client's financial success, making them an excellent choice for those looking for trusted advisors.

STIFEL, NICOLAUS & COMPANY, INCORPORATED is a financial services firm that specializes in providing a range of investment services to a diverse group of clients. Some of the different types of clients that STIFEL, NICOLAUS & COMPANY, INCORPORATED serves include individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other types of corporations not listed. Additionally, STIFEL, NICOLAUS & COMPANY, INCORPORATED caters to other types of clients to ensure a full range of services can be provided. Clients are able to select from a range of different fee structures depending on the service that they require. These fee structures include percentage of assets under management (AUM) fees, fixed fees, and commissions. The variety of fee structures available means that clients are able to select the one that best suits their needs and budget, resulting in a customized and flexible approach to finance.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Stifel, Nicolaus & Company, Incorporated mentions that the investment minimums for their investment advisory programs vary depending on the program. According to the brochure, "investment minimums vary based on the investment advisory program and portfolio strategy." Therefore, it is not possible to determine a specific investment minimum for Stifel, Nicolaus & Company, Incorporated without knowing which program or strategy an investor is interested in.

How This Office Can Help Tulare County, CA Residents

Stifel is a financial services firm that assists clients in Tulare County, CA with a range of financial needs. One of the primary ways Stifel helps clients is by providing investment guidance and management. Residents of Tulare County often face unique financial challenges, such as the need to diversify their assets to protect against fluctuations in the agriculture industry upon which the county relies heavily. Stifel's experienced financial advisors work with clients to assess their individual financial goals and risk tolerance, and then develop a customized investment plan to help them achieve those goals. In addition to investment management, Stifel also provides a range of other financial services to Tulare County clients. For example, their advisors can help with retirement planning, estate planning, and tax preparation. Given the county's high level of agriculture, local residents may also need assistance with financing related to farming operations, such as taking out loans to purchase equipment or expand their land. Stifel's expertise in agricultural finance can be particularly valuable for residents of Tulare County seeking to navigate these and other financial challenges.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 217 E Caldwell Ave, Visalia, CA 93277, USA
Phone (559) 622-1040
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.