Stifel

Retirement Planning Firm in Sumter County, SC

Firm Info
Address: 460 W Wesmark Blvd, Sumter, SC 29150, USA
Phone: (803) 469-7070

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a fee-based financial firm that has been in business since 1975. Their headquarters are located in St. Louis, Missouri, and they are registered as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor, and provide investment advice. This diverse range of registrations allows the firm to offer a wide range of financial services. Stifel's services include financial planning, portfolio management for individuals and small businesses, portfolio management of pooled investment vehicles, portfolio management for businesses or institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. This comprehensive list of services makes it clear that Stifel is equipped to handle all kinds of financial management needs. Overall, Stifel, Nicolaus & Company, Incorporated is a well-established financial firm that offers a variety of services to meet the needs of individual and institutional clients. Their fee-based model ensures that they are motivated to provide top-quality advice and management to their clients.

STIFEL, NICOLAUS & COMPANY, INCORPORATED prides itself on offering a comprehensive range of financial services that cater to a diverse clientele. The firm serves individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other types of corporations not listed. Additionally, STIFEL accommodates other types of clients who seek sound financial advice and management. Depending on the services that clients choose, STIFEL offers different types of fee structures. Clients can opt for a percentage of Asset Under Management (AUM), where fees are based on the total value of investments managed by the firm. Fixed fees are also available to clients who prefer predictable charges. Lastly, there is the commission-based fee structure for those who prefer it. STIFEL's knowledgeable professionals can help clients choose the fee structure that best suits their needs. This way, STIFEL can provide the best possible financial solutions to its clients.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Stifel, Nicolaus & Company, Incorporated, their investment minimums are generally set by the investment managers of the specific products or strategies being offered. The brochure states, "In certain circumstances, investment minimums may apply to specific investment products." However, the brochure does not specifically mention what the investment minimums are for these particular products or strategies.

How This Office Can Help Sumter County, SC Residents

Northwestern Mutual assists clients in Clinton, SC by offering personalized financial planning, insurance, and investment solutions to individuals and business owners. Residents of Clinton, SC may face a range of financial situations, from planning for retirement to managing debt or becoming a first-time homeowner. Northwestern Mutual's financial advisors can work one-on-one with clients to develop a customized plan that addresses their unique needs and goals. For individuals in Clinton seeking retirement planning guidance, Northwestern Mutual offers a range of options, including 401(k) rollovers, annuities, and investment accounts. For those struggling with debt, Northwestern Mutual's advisors can offer strategies for improving credit scores, consolidating debt, and creating budgets. Additionally, business owners in Clinton may benefit from Northwestern Mutual's expert guidance on succession planning, executive benefits, and group insurance packages. With the help of Northwestern Mutual's experienced advisors, individuals and businesses in Clinton can build a strong financial foundation for a secure future.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 460 W Wesmark Blvd, Sumter, SC 29150, USA
Phone (803) 469-7070
Directions
Google My Business Reviews:
5 Stars  |  1 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Retirement Planning FAQs