SoundView Advisors

Retirement Planning Firm in Seattle, WA

Firm Info
Address: 1000 2nd Ave #3550, Seattle, WA 98104, USA
Phone: (206) 682-7713

Firm Size
Assets Under Management: $314.4 million
# of Advisors: 6
# of Clients: 981
Client to Advisor Ratio: 164:1
Average Account Size: $320,523
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Soundview Advisors Overview

Soundview Advisors is an investment advisory firm that has been providing investment advice to its clients since 2008. The firm's headquarters are located in Olympia, WA, which serves as the central location for its operations. Soundview Advisors operates as a fee-only investment advisory firm, which means that clients are charged a fee for the advice and services provided, and there are no commissions charged for transactions. Soundview Advisors specializes in providing investment advice and financial planning services to individuals and small businesses. In addition to financial planning, the firm also offers portfolio management services that are tailored to the specific needs of each client. By customizing investment portfolios for each individual client, Soundview Advisors helps clients achieve their financial goals while mitigating risk. Furthermore, Soundview Advisors offers a unique service that sets it apart from other investment advisory firms. The firm has the ability to select and coordinate with other advisors on behalf of clients. This allows clients to have access to a network of advisors who specialize in areas such as tax, estate planning, and legal advice. By doing so, Soundview Advisors can provide comprehensive financial planning to its clients, helping them achieve their long-term financial goals with peace of mind.

Soundview Advisors serves a broad range of clients, from individuals looking to grow and manage their personal wealth, to high net worth individuals with more complex investment needs, to pension or profit sharing plans seeking to secure the futures of their employees. With a comprehensive approach to financial planning, Soundview Advisors is able to cater to a diverse range of clients who have unique needs and goals. From those who are just starting to accumulate wealth to those who require more sophisticated solutions, Soundview Advisors is dedicated to providing expert guidance and support every step of the way. In terms of fee structures, Soundview Advisors offers a range of options depending on the service being provided. For investment management services, clients pay a percentage of their assets under management (AUM). This fee structure incentivizes advisors to grow client portfolios and aligns their interests with those of the client. For financial planning services, Soundview Advisors may charge a fixed fee or hourly rate. This approach ensures that clients pay only for the work being done and that advisors are compensated fairly for their time and expertise. Soundview Advisors is committed to transparency and ensuring that clients fully understand the fee structures associated with their services.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for Soundview Advisors does not mention anything about their investment minimum. As such, it is unclear what the minimum investment requirement is for this firm. Potential investors should get in touch with Soundview Advisors directly to inquire about their investment minimums and determine if this firm is the right fit for their needs.

How This Office Can Help Seattle, WA Residents

SoundView Advisors is a full-service wealth management firm that specializes in assisting clients in Seattle, WA with their financial planning needs. The firm offers a range of services, including investment management, retirement planning, tax planning, and estate planning. Whether a client is just starting out in their career or is nearing retirement, SoundView Advisors can provide personalized advice and guidance to help them achieve their financial goals. Clients in Seattle, WA might be facing a variety of financial situations, from saving for a down payment on a home to planning for retirement and everything in between. The city's high cost of living and booming tech industry can lead to unique financial challenges, such as managing stock options or navigating complex tax laws. SoundView Advisors has experience working with clients in these situations and can offer tailored solutions to help them achieve their financial objectives.

To view the Minimum Investment and Fee Schedule for Soundview Advisors, visit their Part 2 Brochure.

Services Offered by Soundview Advisors

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Soundview Advisors most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1000 2nd Ave #3550, Seattle, WA 98104, USA
Phone (206) 682-7713
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 1441 WEST BAY DRIVE, SUITE 201, OLYMPIA, WA 98502, United States

This firm has no other locations.

State Registrations

Soundview Advisors is registered to service clients in the following states:

  • Arizona
  • California
  • Washington

Disciplinary History

Soundview Advisors does not have any disclosures. Please visit it's Form ADV for more details.