PlanMember Securities Corporation

Retirement Planning Firm in Scotia, NY

Firm Info
Address: 1574 Union St, Schenectady, NY 12309, USA
Phone: (518) 372-6996

Firm Size
Assets Under Management: $8.2 billion
# of Advisors: 143
# of Clients: 64,132
Client to Advisor Ratio: 448:1
Average Account Size: $128,134
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Planmember Securities Corporation Overview

PLANMEMBER SECURITIES CORPORATION is a fee based firm headquartered in Carpinteria, CA. Since 1991, the firm has been providing investment advice as a registered investment advisory firm, broker-dealer, and insurance broker/agent. As a trusted financial advisor, PLANMEMBER SECURITIES CORPORATION offers a wide range of services to meet the needs of investors. The firm provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, and pension consulting services. In addition to these services, PLANMEMBER SECURITIES CORPORATION also offers selection of other advisors, educational seminars and workshops, and other services such as investment supervisory services. This comprehensive range of services ensures that investors have access to the right financial tools and advice needed to achieve their goals. PLANMEMBER SECURITIES CORPORATION has built a team of professionals with the expertise needed to provide exceptional financial advice and guidance. As a trusted investment advisor, the firm's focus is on helping investors make informed investment decisions and reach their financial goals. Whether it is through educational seminars and workshops, portfolio management, or pension consulting services, PLANMEMBER SECURITIES CORPORATION is dedicated to helping its clients succeed.

PLANMEMBER SECURITIES CORPORATION offers an array of investment services to a diverse clientele. The firm caters to individuals, including high net worth individuals, as well as pension or profit sharing plans, and other types of corporations. The expertise of PLANMEMBER SECURITIES CORPORATION supports all levels of investment management, creating a custom approach for each client. PLANMEMBER SECURITIES CORPORATION has several fee structures available based on the services provided. The firm offers a percentage of AUM (Asset Under Management) fee for clients who require ongoing management of their investment portfolio. For clients who only need occasional advice or consulting services, the firm offers hourly or fixed fees. Additionally, PLANMEMBER SECURITIES CORPORATION may earn commissions for certain types of investment solutions that they provide. With a flexible range of options available, clients can choose the most suitable fee structure for their investment management needs.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of PlanMember Securities Corporation, there is an investment minimum that clients must meet when opening an account with the firm. The brochure states that "the minimum investment required to open an account may vary depending on the type of account, the investment product(s) recommended, and other factors." While the brochure does not provide a specific dollar amount for the investment minimum, it is clear that clients must meet certain requirements in order to become a client of PlanMember Securities Corporation.

How This Office Can Help Scotia, NY Residents

PlanMember Securities Corporation is a financial institution that assists clients in Scotia, NY with various financial situations. Scotia is a small village in Schenectady County with a population of 7,685. Some of the financial situations that people living in Scotia, NY might be facing include retirement planning, investment management, estate planning, college savings plans, and tax planning. PlanMember Securities Corporation offers a range of financial solutions to address these situations and help clients achieve their financial goals. Their experienced financial advisors work closely with clients to understand their needs and develop customized plans that maximize their financial potential. They provide ongoing support and guidance to ensure clients stay on track and adjust their plans as needed to adapt to changing circumstances. PlanMember Securities Corporation is committed to helping the people of Scotia, NY achieve financial security and prosperity.

To view the Minimum Investment and Fee Schedule for Planmember Securities Corporation, visit their Part 2 Brochure.

Services Offered by Planmember Securities Corporation

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Planmember Securities Corporation most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1574 Union St, Schenectady, NY 12309, USA
Phone (518) 372-6996
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013, United States

This firm has no other locations.

State Registrations

Planmember Securities Corporation is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Planmember Securities Corporation does not have any disclosures. Please visit it's Form ADV for more details.