Main Street Research LLC

Retirement Planning Firm in Sausalito, CA

Firm Info
Address: 30 Liberty Ship Way #3330, Sausalito, CA 94965, USA
Phone: (415) 289-1010

Firm Size
Assets Under Management: $2 billion
# of Advisors: 10
# of Clients: 2,310
Client to Advisor Ratio: 231:1
Average Account Size: $849,924
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Performance-based Fees

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Main Street Research LLC Overview

Main Street Research LLC is a fee-only registered investment advisory firm that has been in business since 2000. The firm is headquartered in Sausalito, CA, and offers investment advice only. Clients can take advantage of the financial planning services available, as well as portfolio management for individuals and small businesses. Main Street Research LLC caters to a variety of clients, including businesses and institutional clients. The firm also offers consulting services for clients who need additional financial guidance. At Main Street Research LLC, clients can enjoy the peace of mind that comes with a fee-only firm. The company operates on a fee-only basis, which means that clients only pay for the services they receive. This ensures that clients get objective and unbiased advice, and there are no hidden fees or conflicts of interest. The firm has been successfully serving clients for over two decades, and their experience and expertise are evident in their portfolio management and financial planning services. Main Street Research LLC provides a comprehensive range of services to meet the diverse needs of their clients. Individuals and small businesses can benefit from portfolio management services, while businesses and institutional clients can take advantage of the same service on a larger scale. Additionally, the company provides consulting services, perfect for clients who need additional financial guidance. The firm's professional team is always available to help clients achieve their financial goals and aspirations, and they take pride in offering personalized advice and recommendations.

Main Street Research LLC is a financial firm that offers a wide range of services tailored to suit the diverse needs of its clients. The firm caters to various clients, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other corporation types not listed. Regardless of a client's background or financial standing, Main Street Research LLC is committed to providing exceptional financial services that enhance their financial well-being. When it comes to fee structures, Main Street Research LLC offers flexibility by providing different options based on the service provided. Clients can opt to pay a percentage of Assets Under Management (AUM), which is a commonly used fee-based structure in the financial industry. Alternatively, the firm also offers an hourly fee option, which is ideal for clients seeking ad-hoc financial advice or specific services. For clients seeking investment management services, Main Street Research LLC offers performance-based fees. This means that the firm charges clients based on the performance of their investments. Overall, Main Street Research LLC is committed to providing flexible fee structures that cater to the unique needs of its clients.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for an individual portfolio management account with Main Street Research LLC is $1,000,000 of assets under management, as stated in their Part 2 Brochure note about investment minimums. However, the minimum account size is negotiable in limited circumstances and the firm may group certain related client accounts to achieve the minimum requirement. There are no specific minimum account requirements for maintaining an account once it is accepted, nor are there minimum fee requirements.

How This Office Can Help Sausalito, CA Residents

Pacific Wealth Management assists clients in San Diego County by offering personalized financial planning and investment management services. They understand that each individual’s financial situation is unique, and they take an individualized approach to help their clients achieve their financial goals. They offer a wide range of services including retirement planning, tax planning, estate planning, risk management, and investment management. Living in San Diego County, CA can bring about specific financial challenges. Housing costs are typically higher in the area, with home prices and rental rates increasing faster than the national average. The cost of living is also higher than the national average, including transportation, food, and healthcare. Pacific Wealth Management can assist individuals in navigating these challenges by creating a personalized financial plan that takes into account their unique situation, goals, and concerns while providing investment strategies to help build wealth over time. Additionally, California has unique tax laws and regulations, and Pacific Wealth Management can help ensure that clients are utilizing tax-efficient strategies to minimize their tax burdens.

To view the Minimum Investment and Fee Schedule for Main Street Research LLC, visit their Part 2 Brochure.

Services Offered by Main Street Research LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Main Street Research LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Performance-based Fees
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 30 Liberty Ship Way #3330, Sausalito, CA 94965, USA
Phone (415) 289-1010
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

This firm has no other locations.

State Registrations

Main Street Research LLC is registered to service clients in the following states:

  • Alabama
  • Arizona
  • California
  • Colorado
  • Connecticut
  • Delaware
  • Florida
  • Georgia
  • Hawaii
  • Illinois
  • Iowa
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Missouri
  • Montana
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia

Disciplinary History

Main Street Research LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Retirement Planning FAQs