CAPTRUST

Retirement Planning Firm in Goleta, CA

Firm Info
Address: 24 E Cota St #200, Santa Barbara, CA 93101, USA
Phone: (800) 216-0645

Firm Size
Assets Under Management: $655 billion
# of Advisors: 520
# of Clients: 58,162
Client to Advisor Ratio: 112:1
Average Account Size: $11.3 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Investment Companies
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Performance-based Fees

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Captrust Overview

CAPTRUST is a registered investment advisory firm that has been providing expert financial advice since 2003. With headquarters based in Raleigh, NC, it has built a reputation as an innovative and reliable investment advisory firm. CAPTRUST operates on a fee-based fee arrangement which ensures transparency and allows clients to remain confident about the impartiality of the recommendations made. The firm specializes in a range of services including financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other trusted advisors. CAPTRUST also offers portfolio management services of pooled investment vehicles for businesses or institutional clients, ensuring that clients can be confident in the security and stability of their investments. CAPTRUST prides itself on offering comprehensive solutions that are tailored to the specific needs of each client. Its experienced professionals offer sound financial advice and help clients to achieve their financial goals. Alongside its core services, CAPTRUST also publishes insightful periodicals and newsletters to keep its clients up-to-date on the latest industry trends and market insights. CAPTRUST is an insurance broker/agent and accounting firm, which ensures a well-rounded approach to financial management.

CAPTRUST, a leading financial advisory firm, caters to a diversified range of clients across various domains. The firm's clientele includes individuals, high net worth individuals, banking institutions, investment companies, pension or profit-sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types. CAPTRUST's client-centric approach is unparalleled, as the firm takes into consideration an individual's unique requirements and comes up with tailor-made solutions to help them achieve their financial goals. To facilitate easy, hassle-free transactions, CAPTRUST offers a range of fee structures that cater to different services provided. The firm charges a percentage of the assets under management (AUM) for its advisory services. The hourly fee structure is available for clients who prefer to pay on an hourly basis for specific services availed. In addition, fixed fees are offered for select services to ensure transparency and predictability of costs. Furthermore, performance-based fees are also available to encourage an alignment of interest between the firm and its clients and to reward good performance. The firm's flexibility in offering various fee structures is a significant factor in ensuring that clients have access to financial advisory services that suit their unique financial needs and requirements.

Typical Clients, Fee Structures & Investment Minimum

As an AI language model, I do not have access to the CAPTRUST's other brochure. However, if the investment minimum is not mentioned in their Part 2 Brochure, it is possible that the firm does not have a minimum investment requirement or that it varies depending on the type of investment or account. In any case, interested investors are advised to contact CAPTRUST directly to inquire about their investment minimums and other related information.

How This Office Can Help Goleta, CA Residents

CAPTRUST is a leading financial advisory firm that serves clients in Goleta, CA by providing expert advice and guidance on various financial matters. The firm assists individuals, families, and businesses in Goleta by delivering tailored solutions to address their unique financial needs and goals. With a team of seasoned financial advisors, CAPTRUST helps clients navigate complex financial situations and make informed decisions about their wealth management and investment strategies. Goleta, CA residents may face various financial challenges, such as managing debt, saving for retirement, or preparing for unexpected events that impact their finances. CAPTRUST offers comprehensive financial planning services to address these and other issues, helping clients define their financial objectives and create a roadmap to achieve them. From retirement planning and estate planning to risk management and tax optimization, CAPTRUST provides a wide range of services that can help Goleta residents optimize their financial outcomes and achieve financial security. Whether you are just starting to build your wealth or need help managing your existing assets, CAPTRUST has the expertise and resources to help you succeed.

To view the Minimum Investment and Fee Schedule for Captrust, visit their Part 2 Brochure.

Services Offered by Captrust

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Captrust most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Performance-based Fees
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 24 E Cota St #200, Santa Barbara, CA 93101, USA
Phone (800) 216-0645
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 4208 SIX FORKS RD, SUITE 1700, RALEIGH, NC 27609, United States

This firm has no other locations.

State Registrations

Captrust is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Captrust does not have any disclosures. Please visit it's Form ADV for more details.