Golden State Wealth Management

Retirement Planning Firm in Santa Ana, CA

Firm Info
Address: 201 Sandpointe Ave #460, Santa Ana, CA 92707, USA
Phone: (866) 273-1563

Firm Size
Assets Under Management: $1.5 billion
# of Advisors: 53
# of Clients: 5,085
Client to Advisor Ratio: 96:1
Average Account Size: $304,560
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Other

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Golden State Wealth Management, LLC Overview

Golden State Wealth Management, LLC is an investment advisory firm that has been providing investment advice since 2016. With headquarters located in South Coast Metro, CA, the firm operates as a Fee Only advisor, meaning they charge their clients based on the services they provide and not on any commissions from investment product sales. As an investment advisory firm that offers investment advice only, they provide a range of services that cater to individuals, small businesses, and institutional clients. These services include financial planning, portfolio management, pension consulting services, and the selection of other advisors. The firm's portfolio management services are designed to help clients achieve their investment goals, either as individuals or businesses. These services are tailored to meet their clients' unique investment objectives, risk tolerance levels, and investment profiles. With a focus on delivering high-quality services, Golden State Wealth Management, LLC works to implement strategies that maximize returns while minimizing risk for their clients. Overall, Golden State Wealth Management, LLC is a trusted advisor to clients looking to manage their financial portfolios effectively. Whether individuals, small businesses, or institutions, the firm offers a range of investment advisory services to help them achieve their investment goals.

Golden State Wealth Management, LLC is a full-service wealth management firm that caters to a diverse range of clients. Their clientele comprises of individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other corporation types not listed. The firm's wealth management services are tailored to meet the unique needs of each client and their investment goals. Their team of financial professionals takes a comprehensive approach to wealth management, ensuring that their client's financial affairs are managed effectively and efficiently. In terms of fee structures, Golden State Wealth Management, LLC offers a range of fee structures depending on the services provided. Clients may be charged a percentage of assets under management (AUM), which is a common fee structure for firms that manage investment portfolios. Alternatively, the firm may charge other types of fees, such as flat fees or hourly rates, for certain services, such as financial planning and estate planning. The fee structure applied by the firm is based on the specific needs and objectives of each client. This approach ensures that clients receive customized wealth management services that are tailored to their unique financial needs.

Typical Clients, Fee Structures & Investment Minimum

Based on the note in their Part 2 Brochure, Golden State Wealth Management, LLC does not mention any investment minimums for opening or maintaining accounts or engaging with their firm.

How This Office Can Help Santa Ana, CA Residents

Golden State Wealth Management is dedicated to guiding clients in Santa Ana, CA through various financial challenges. First off, Santa Ana is one of the largest cities in Orange County, and as such, residents may face unique challenges such as high living expenses and investment requirements. Golden State Wealth Management offers personalized plans that include strategic investment advice, including cutting-edge thought leadership to help guide clients through new opportunities in the fast-changing market. Furthermore, the firm provides assistance across key financial areas, including retirement planning, 401k management, tax planning, estate planning, and more. Overall, the firm provides clients with a strategy to protect financial assets, build wealth, and preserve their family's future financial stability.

To view the Minimum Investment and Fee Schedule for Golden State Wealth Management, LLC, visit their Part 2 Brochure.

Services Offered by Golden State Wealth Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Golden State Wealth Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Other
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 201 Sandpointe Ave #460, Santa Ana, CA 92707, USA
Phone (866) 273-1563
Directions
Google My Business Reviews:
4 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 201 E. SANDPOINTE AVENUE, #460, SOUTH COAST METRO, CA 92707, United States

This firm has no other locations.

State Registrations

Golden State Wealth Management, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Florida
  • Idaho
  • Louisiana
  • Michigan
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • Oregon
  • Pennsylvania
  • Tennessee
  • Texas
  • Virginia
  • Washington

Disciplinary History

Golden State Wealth Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.