McCarthy Asset Management, Inc.

Retirement Planning Firm in Belmont, CA

Firm Info
Address: 3 Lagoon Dr, Redwood City, CA 94065, USA
Phone: (650) 610-9540

Firm Size
Assets Under Management: $374 million
# of Advisors: 2
# of Clients: 727
Client to Advisor Ratio: 364:1
Average Account Size: $514,482
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly

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Mccarthy Asset Management, Inc. Overview

McCarthy Asset Management, Inc. is a fee-only Registered Investment Advisory Firm that has been in business since 2002. Their primary headquarters are located in the bustling city of Redwood Shores, CA. The firm provides investment advice only, thereby ensuring that their clients receive expert and impartial recommendations without any bias affecting their investment decisions. At McCarthy Asset Management, Inc., they offer a range of services to help their clients manage their assets and achieve their financial goals. These services include financial planning to help individuals and small businesses chart a path towards financial success. In addition, their portfolio management services are specifically designed to meet the needs of individual clients, taking into account their unique investment objectives, risk tolerance, and other factors that may influence investment decisions. As a fee-only firm, McCarthy Asset Management, Inc. does not accept commissions or any type of compensation for recommending specific investment products. They firmly believe that this approach helps to minimize conflicts of interest and ensures that their clients have access to unbiased advice that is in their best interest. By remaining committed to providing exceptional service, McCarthy Asset Management, Inc. has earned a reputation as a trusted and reliable partner in the world of investment management.

MCCARTHY ASSET MANAGEMENT, INC. caters to a broad spectrum of clientele. From individuals to high net worth individuals, the firm extends its services to anyone looking for expert asset management. The firm's advisors provide tailor-made solutions to clients' financial goals and concerns. MCCARTHY ASSET MANAGEMENT, INC. prides itself on its astute understanding of clients' unique needs and objectives, working closely with them to achieve their investment and financial objectives. MCCARTHY ASSET MANAGEMENT, INC. offers different fee structures, depending on the services provided. Clients who opt for the firm's premium, comprehensive management services are charged a percentage of assets under management (AUM) as a fee. This ensures that the firm's incentives align with the client's interests and becomes more invested in the client's long-term financial goals. Additionally, the firm provides hourly-based services for clients who require assistance with specific financial projects. The fee is outlined in advance and based only on the time spent on the project. By offering both hourly and percentage-of-AUM-based fee structures, MCCARTHY ASSET MANAGEMENT, INC. provides clients with flexibility and transparency, enabling them to choose a fee structure that suits their peculiar needs.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for new clients at McCarthy Asset Management, Inc. is $500,000 of assets under management, as stated in their Part 2 Brochure note about investment minimums. This minimum applies to individuals, trusts, small businesses, and pension plans. However, the firm may waive this minimum at their sole discretion.

How This Office Can Help Belmont, CA Residents

As a boutique investment management firm, McCarthy Asset Management, Inc. provides personalized and tailored investment advice to clients in Belmont, CA. The firm offers a range of services including portfolio management, financial planning, estate planning, and retirement planning. McCarthy Asset Management, Inc. is committed to understanding each client’s unique financial situation, goals, and objectives. Belmont, CA is a city that has a high cost of living and is situated in the heart of Silicon Valley. Residents of Belmont can face unique financial pressures such as skyrocketing housing costs, mounting student loans, and the challenges of saving for retirement while navigating the ever-changing tech industry. McCarthy Asset Management, Inc. helps these clients make informed investment decisions that align with their overall financial objectives. By providing expert advice and guidance, the firm helps clients develop successful investment strategies that can help them achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Mccarthy Asset Management, Inc., visit their Part 2 Brochure.

Services Offered by Mccarthy Asset Management, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Mccarthy Asset Management, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 3 Lagoon Dr, Redwood City, CA 94065, USA
Phone (650) 610-9540
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA 94065, United States

This firm has no other locations.

State Registrations

Mccarthy Asset Management, Inc. is registered to service clients in the following states:

  • California
  • Nebraska
  • Nevada
  • Texas

Disciplinary History

Mccarthy Asset Management, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Retirement Planning FAQs