Raymond James Financial Services

Retirement Planning Firm in Sag Harbor, NY

Firm Info
Address: 69 Main St, Sag Harbor, NY 11963, USA
Phone: (631) 725-1000

Firm Size
Assets Under Management: $272 billion
# of Advisors: 5,571
# of Clients: 846,581
Client to Advisor Ratio: 152:1
Average Account Size: $321,292
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Raymond James Financial Services Advisors, Inc Overview

Raymond James Financial Services Advisors, Inc is a registered investment advisory firm that has been in business since 2008. With its headquarters based in Saint Petersburg, FL, the firm offers investment advice only with a fee-based fee arrangement. Its portfolio management services cater to individuals, small businesses, as well as businesses or institutional clients. Additionally, the firm offers pension consulting services, financial planning, selection of other advisors, and educational seminars and workshops. Moreover, Raymond James Financial Services Advisors, Inc also offers hourly and fixed-rate consultations as other advanced services. The firm's financial planning services entail creating personalized strategies that align with clients' life goals and investment ambitions. Its portfolio management services aim to provide clients with diversified investment portfolios and a disciplined process for achieving their investment goals. Raymond James Financial Services Advisors, Inc also provides educational workshops and seminars that teach topics like financial planning, portfolio management, and wealth management. In a nutshell, Raymond James Financial Services Advisors, Inc caters to clients who seek personalized and comprehensive investment advice. It offers a wide range of services, including portfolio management, pension consulting, financial planning, and educational seminars and workshops. Clients can also take advantage of the firm's hourly and fixed-rate consultations.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC serves a broad range of clients from various sectors. From individuals to high net worth individuals, banking institutions to pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed, they cater to the diverse needs of their clients. Their clients' needs and goals guide the services that RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC offer, ranging from wealth management to retirement planning, estate planning to risk management and insurance. RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC has a range of fee structures to accommodate their clients' various needs. Depending on the service provided, they offer a range of fee structures, including percentage of assets under management, hourly fees, fixed fees, commissions, and other types of fees. Percentage of assets under management is one commonly used fee structure. It is calculated based on the percentage of investment assets controlled by RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC on behalf of their clients. This fee structure creates a sense of alignment between clients' goals and the firm's performance. Hourly fees, on the other hand, offer a more flexible fee structure that is based on the amount of time spent on a project or consultation. The fixed fee structure is mainly used for a specific service, and there is a pre-agreed amount for that service. Commissions are based on investment and insurance product sales, while other types of fees depend on special services offered to clients. RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC is committed to personalized service and transparency in their fee structures to serve their clients best.

Typical Clients, Fee Structures & Investment Minimum

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC does not mention an investment minimum in their Part 2 Brochure. However, clients are advised to consult with their Investment Advisor Representative (IAR) to determine if there are any minimum asset requirements in order to become a client. Clients are also required to complete the Wealth Advisory Services agreement and pay fees as noted in the agreement.

How This Office Can Help Sag Harbor, NY Residents

Raymond James Financial Services provides comprehensive financial planning and investment management assistance to clients in Sag Harbor, NY. Sag Harbor is a popular tourist destination on Long Island and many residents have high net worths and diverse investment portfolios. Raymond James Financial Services can assist these clients with managing their investments, minimizing tax liability, and creating a comprehensive financial plan that meets their unique needs and goals. Residents of Sag Harbor may also be interested in charitable giving strategies, estate planning, and retirement planning. Raymond James Financial Services offers expertise in these areas and can create personalized financial plans for individuals or families looking to maximize their financial future with smart investments and planning strategies. Their team of financial advisors can provide guidance on navigating complex financial situations and can offer tailored solutions to help clients achieve their financial objectives.

To view the Minimum Investment and Fee Schedule for Raymond James Financial Services Advisors, Inc, visit their Part 2 Brochure.

Services Offered by Raymond James Financial Services Advisors, Inc

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James Financial Services Advisors, Inc most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 69 Main St, Sag Harbor, NY 11963, USA
Phone (631) 725-1000
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 880 CARILLON PARKWAY, SAINT PETERSBURG, FL 33716, United States

This firm has no other locations.

State Registrations

Raymond James Financial Services Advisors, Inc is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Raymond James Financial Services Advisors, Inc does not have any disclosures. Please visit it's Form ADV for more details.