Halpern Financial, Inc.

Retirement Planning Firm in Montgomery County, MD

Firm Info
Address: 11 N Washington St #720, Rockville, MD 20850, USA
Phone: (240) 268-1000

Firm Size
Assets Under Management: $863.2 million
# of Advisors: 7
# of Clients: 1,140
Client to Advisor Ratio: 163:1
Average Account Size: $757,201
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly

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Halpern Financial, Inc. Overview

Halpern Financial, Inc. is a trusted investment advisory firm that has been providing top-notch financial guidance since the year 2000. Their fee only arrangement means that they offer unbiased advice without any conflict of interest. The firm is headquartered in Ashburn, VA, and serves a wide range of clients, from individuals to small businesses. As a registered investment advisory firm that offers investment advice only, Halpern Financial's services are geared towards helping clients manage their portfolio. They offer portfolio management solutions for individuals and small businesses, as well as businesses and institutional clients. Their skilled advisors work with clients to determine the best portfolio strategy to grow their wealth and achieve their financial goals. Halpern Financial also offers pension consulting services to help organizations of all sizes manage their pension plans effectively. Their team of experts offers guidance on plan design, investment strategy, ongoing management, and employee education. In addition to their portfolio and pension management services, Halpern Financial offers consulting services to help clients navigate complex financial situations. Their consulting services cover a wide range of issues, including tax planning, retirement planning, estate planning, and more. With years of experience and a deep understanding of financial markets, Halpern Financial is well-equipped to help clients make informed decisions and achieve financial success.

rate fixed fee HALPERN FINANCIAL, INC. caters to a diverse clientele, including individuals, high net worth individuals, as well as pension or profit sharing plans. The firm's team of expert financial advisors tailors their approach to each unique client, yielding optimal results in wealth management, estate planning, and retirement planning. With experience and a deep understanding of the intricacies of the financial world, HALPERN FINANCIAL, INC offers a range of fee structures depending on the service provided. For clients who prefer to pay a percentage of their assets under management (AUM), the firm offers this option with fees ranging dependent on the amount of assets managed. Alternatively, HALPERN FINANCIAL, INC. caters to clients seeking hourly advice, and for whom a fixed fee is convenient. The hourly advice option is well-suited to those who prefer to pay for financial advice or planning on an as-needed basis and maintain a more hands-on approach to their personal finances. Whatever the client's preference, HALPERN FINANCIAL, INC. offers flexible and competitive fee packages that align with the unique needs and preferences of its clientele.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for Halpern Financial, Inc. is generally $2 million in advisory assets. However, the firm may waive this minimum or charge a lesser fee based on certain criteria. This minimum applies to individuals, high net worth individuals, trusts, estates, and pension and profit sharing plans that are new clients of the firm. Existing clients and their families may be exempt from this minimum requirement.

How This Office Can Help Montgomery County, MD Residents

Halpern Financial, Inc. is a financial advisory firm located in Montgomery County, MD that offers a wide range of services to assist clients with their financial needs. The firm specializes in retirement planning, investment management, wealth management, and tax planning. By working with a team of financial planners, clients can receive tailored advice and guidance to make informed choices about their finances. Many residents of Montgomery County, MD face unique financial situations, including managing their retirement savings, navigating the complexities of taxes, and planning for unexpected financial hardships. Halpern Financial, Inc. serves clients in these situations by offering customized strategies and solutions that address each client’s specific needs. The firm also helps investors manage their risk tolerance and investment expectations by reviewing their portfolios and providing recommendations on how to optimize their holdings. Additionally, Halpern Financial, Inc. provides tax planning strategies to help clients manage their tax liabilities and maximize their savings. Overall, their services aim to help clients achieve their financial goals and secure their financial future.

To view the Minimum Investment and Fee Schedule for Halpern Financial, Inc., visit their Part 2 Brochure.

Services Offered by Halpern Financial, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Halpern Financial, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 11 N Washington St #720, Rockville, MD 20850, USA
Phone (240) 268-1000
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 20365 EXCHANGE STREET, SUITE 200, ASHBURN, VA 20147, United States

This firm has no other locations.

State Registrations

Halpern Financial, Inc. is registered to service clients in the following states:

  • California
  • District of Columbia
  • Florida
  • Louisiana
  • Maryland
  • New Hampshire
  • New Jersey
  • New York
  • North Carolina
  • Pennsylvania
  • Texas
  • Virginia

Disciplinary History

Halpern Financial, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Retirement Planning FAQs