Vantage Wealth Management

Retirement Planning Firm in Pawling, NY

Firm Info
Address: 51 Sugar Hollow Rd Suite 201, Danbury, CT 06877, USA
Phone: (203) 341-7400

Firm Size
Assets Under Management: $488.6 million
# of Advisors: 7
# of Clients: 1,378
Client to Advisor Ratio: 197:1
Average Account Size: $354,578
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Vantage Wealth Management, LLC Overview

Vantage Wealth Management, LLC is a fee-only registered investment advisory firm that has been in business since 2010. The firm's headquarters are located in San Mateo, CA, and they specialize in financial planning and portfolio management for individuals and small businesses. In addition, they provide portfolio management services for businesses or institutional clients and have expertise in selecting other advisors. Vantage Wealth Management also offers consulting services for clients seeking to enhance their overall financial strategy. As an insurance broker/agent, Vantage Wealth Management is uniquely equipped to provide investment advice that takes into account a client's entire financial picture. With their fee-only fee arrangement, clients can trust that Vantage Wealth Management's recommendations are based solely on their financial best interests. The firm's team of certified advisors is dedicated to helping clients achieve their financial goals by providing tailored investment solutions that fit their unique needs. Overall, Vantage Wealth Management, LLC is a dynamic and experienced firm that provides a range of financial services to individuals, small businesses, and institutional clients. Their expertise in financial planning, portfolio management, advisor selection, and consulting makes them a trusted partner for clients seeking to optimize their financial strategy. With a commitment to putting their clients first, Vantage Wealth Management is an excellent choice for those looking for a transparent and personalized investment experience.

VANTAGE WEALTH MANAGEMENT, LLC serves a diverse range of clients from individuals to high net worth individuals and pension or profit sharing plans. Regardless of the client type, the firm is dedicated to providing personalized financial planning strategies and investment management services that meet their individual needs and objectives. Fees are structured depending on the service provided. For those seeking investment management services, VANTAGE WEALTH MANAGEMENT, LLC offers a percentage of assets under management (AUM) fee structure. This means that clients are charged a fee based on the size of their investment portfolio that the firm manages. Alternatively, for clients who prefer an hourly payment arrangement, the firm offers an hourly fee structure. This fee model charges clients for the time spent working on their case. Finally, for clients in need of financial planning, VANTAGE WEALTH MANAGEMENT, LLC offers fixed fees that are determined upfront depending on the scope of work. The firm strives to maintain transparency and clarity in its fee arrangements to ensure that clients understand what they are paying for and that it aligns with their expectations.

Typical Clients, Fee Structures & Investment Minimum

According to Vantage Wealth Management, LLC's Part 2 Brochure, there is a minimum investment requirement imposed by the firm. The note reads, "Our minimum investment level may vary based on the type of account or program selected and may be negotiable under certain circumstances." However, the exact investment minimum is not specified, as it depends on the client's specific needs and the type of account or program they choose. It is recommended that interested individuals speak directly with the firm to determine the minimum investment requirement for their specific situation.

How This Office Can Help Pawling, NY Residents

Vantage Wealth Management is proud of its commitment to providing comprehensive, personalized financial planning to clients in Pawling, NY. As a full-service financial firm, Vantage Wealth Management offers a range of services that can help clients in Pawling navigate the unique financial situations they may face. These services include retirement planning, investment management, tax planning, and estate planning. Pawling, NY is a small town located in Dutchess County, which means residents may face different financial situations than those living in larger, more urban areas. Many in the community are reliant on the local economy and may have unique constraints on their retirement savings or may have income properties. Additionally, many may need help navigating complex estate planning laws or may require tax planning assistance to ensure they are maximizing their returns while also minimizing their tax liability. Vantage Wealth Management has the experience and expertise necessary to help solve these individualized financial challenges.

To view the Minimum Investment and Fee Schedule for Vantage Wealth Management, LLC, visit their Part 2 Brochure.

Services Offered by Vantage Wealth Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Vantage Wealth Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 51 Sugar Hollow Rd Suite 201, Danbury, CT 06877, USA
Phone (203) 341-7400
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 66 BOVET ROAD, STE. 310, SAN MATEO, CA 94402, United States

This firm has no other locations.

State Registrations

Vantage Wealth Management, LLC is registered to service clients in the following states:

  • California
  • Colorado
  • Louisiana
  • Nevada
  • Oregon
  • Texas
  • Washington

Disciplinary History

Vantage Wealth Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.