Wedbush Securities

Retirement Planning Firm in Ontario, CA

Firm Info
Address: 901 Via Piemonte #350, Ontario, CA 91764, USA
Phone: (909) 303-7930

Firm Size
Assets Under Management: $4.1 billion
# of Advisors: 280
# of Clients: 7,460
Client to Advisor Ratio: 27:1
Average Account Size: $555,363
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pooled Investment Vehicles
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Wedbush Securities Inc. Overview

WEDBUSH SECURITIES INC. is a fee-based investment advisory firm that has been in business since 1970. The firm is headquartered in Los Angeles, CA, and is registered as a broker-dealer, futures commission merchant, insurance broker/agent, municipal advisor, and provider of investment advice. WEDBUSH SECURITIES INC. offers a range of services that include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, pension consulting services, and selection of other advisors. The firm provides clients with educational seminars and workshops to help them make informed investment decisions. The firm's fee-based approach ensures that clients are charged a transparent fee for the services they receive, thereby reducing the potential for conflicts of interest. This approach demonstrates the firm's commitment to upholding the highest standards of integrity and ethical behavior. WEDBUSH SECURITIES INC. has a strong reputation in the industry, which is based on its long-standing commitment to providing clients with personalized, high-quality financial advice and investment management services. The firm's experienced team of professionals is dedicated to helping clients achieve their financial goals and objectives.

WEDBUSH SECURITIES INC. caters to a diverse range of clients, including individuals, high net worth individuals, pooled investment vehicles, charitable organizations, and other types of corporations not listed. WEDBUSH SECURITIES INC. is also open to serving other types of clients as per their individual requirements. The firm's clientele is varied and comprises individuals and institutions who seek a range of financial services, including investment banking, wealth management, and brokerage services. WEDBUSH SECURITIES INC. provides various fee structures depending on the type of service provided. The firm charges a percentage of assets under management (AUM) in cases where it offers wealth management services, which includes financial planning, investment advice, and portfolio management. On the other hand, the firm charges a fixed fee for its investment banking services, which include mergers and acquisitions, underwriting, and public offerings. In the case of brokerage services, the firm charges commissions on trades made on behalf of clients. The fee structure offered by WEDBUSH SECURITIES INC. caters to clients with diverse financial requirements and different levels of sophistication in terms of their investment needs.

Typical Clients, Fee Structures & Investment Minimum

According to WEDBUSH SECURITIES INC.'s Part 2 Brochure, there is no mention of an investment minimum.

How This Office Can Help Ontario, CA Residents

Wedbush Securities is a reputable financial services firm that provides a wide array of investment solutions to clients in Ontario, CA. The firm specializes in offering investment advice and portfolio management services, including equities trading, fixed-income investments, and alternative investments such as hedge funds and private equity. With an experienced team of financial advisors, Wedbush Securities strives to create customized solutions that best fit each client's unique financial situation. Residents of Ontario, CA may face various financial challenges, such as planning for retirement, managing wealth, or investing in real estate. Wedbush Securities offers sound financial advice and investment solutions that are designed to meet these challenges and more. The company's advisors are knowledgeable in financial planning, wealth management, and estate planning, providing clients with a comprehensive set of solutions that meet their financial needs. Whether clients need help with tax-efficient investing or identifying potential investment opportunities, Wedbush Securities is the go-to financial services firm in Ontario, CA.

To view the Minimum Investment and Fee Schedule for Wedbush Securities Inc., visit their Part 2 Brochure.

Services Offered by Wedbush Securities Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Wedbush Securities Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 901 Via Piemonte #350, Ontario, CA 91764, USA
Phone (909) 303-7930
Directions
Google My Business Reviews:
2 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location ATTN: COMPLIANCE DEPT., 1000 WILSHIRE BLVD. SUITE 900, LOS ANGELES, CA 90017, United States

This firm has no other locations.


Disciplinary History

Wedbush Securities Inc. does not have any disclosures. Please visit it's Form ADV for more details.