Paradigm Consulting

Retirement Planning Firm in Utica, NY

Firm Info
Address: 133 Business Park Dr, Utica, NY 13502, USA
Phone: (315) 797-8400

Firm Size
Assets Under Management: $211.7 million
# of Advisors: 4
# of Clients: 16
Client to Advisor Ratio: 4:1
Average Account Size: $13.2 million
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)

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Paradigm Consulting, Inc. Overview

. TRAWLER CAPITAL MANAGEMENT LLC is a fee-based Registered Investment Advisory firm that has been in operation since 2018. The firm is headquartered in Roslyn, NY, and specializes in offering investment advice to clients. As a fee-based firm, TRAWLER CAPITAL MANAGEMENT LLC charges clients for the services rendered, predominantly through a percentage of assets under management (AUM) fee. TRAWLER CAPITAL MANAGEMENT LLC's main service consists of portfolio management of pooled investment vehicles. This service is tailored towards individuals, institutions, and businesses looking to grow their investments through smart investment decisions. The firm provides personalized advice and guidance to clients, regularly monitoring their investment portfolios and making relevant changes when necessary. Overall, TRAWLER CAPITAL MANAGEMENT LLC prides itself on delivering top-notch investment advice to its clients. With several years of experience and expertise in the industry, the firm provides cutting-edge solutions to investment challenges, allowing clients to achieve their financial goals. Whether you're a newbie investor or an experienced investor, TRAWLER CAPITAL MANAGEMENT LLC has got you covered.

PARADIGM CONSULTING, INC. serves a diverse range of clients including individuals, high net worth individuals, pension or profit sharing plans, and charitable organizations. For individuals, the firm offers customized investment strategies that align with the client’s risk tolerance and financial objectives. High net worth individuals are provided with tailored wealth management services that encompass investment management, tax planning, and estate planning. The firm also offers pension or profit sharing plans assistance with their fiduciary responsibilities and investment management needs. Charitable organizations are served through the firm’s philanthropic advisory services, which focus on creating effective giving strategies. PARADIGM CONSULTING, INC. offers fee structures that cater to the specific service provided. For investment management services, the firm charges a percentage of assets under management (AUM), which is a common fee structure in the industry. This aligns the firm’s incentives with those of the client since the firm’s compensation increases when the client’s assets grow. Fixed fees are also available for certain services, such as financial planning. This fee structure allows clients to know upfront what they will be paying for the service rather than having to monitor the AUM and calculate a percentage-based fee. These fee structures make PARADIGM CONSULTING, INC.’s services accessible to a wider range of clients with varying financial needs.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, the investment minimum for Paradigm Consulting, Inc. is $50,000. The note goes on to say that exceptions can be made depending on the circumstances of the Client, but it is not clear what those circumstances might be. Therefore, if you are interested in investing with this firm and do not meet the $50,000 minimum, it may be worthwhile to reach out to them directly to discuss your options.

How This Office Can Help Utica, NY Residents

Paradigm Consulting provides a range of financial services to clients in Utica, NY, helping them navigate the complex world of finance and make informed decisions about their money. Whether it's managing debt, planning for retirement, or investing for the future, Paradigm Consulting offers personalized solutions tailored to each client's unique needs. For people living in Utica, NY, there are a number of financial challenges that they may be facing. One common issue is debt, which can accumulate from credit cards, student loans, and other expenses. Paradigm Consulting helps clients with debt management strategies, including debt consolidation and refinancing, to help them regain control of their finances and reduce their debt burden. Additionally, preparing for retirement can be a daunting task, but Paradigm Consulting can assist clients in creating a comprehensive retirement savings plan that takes into account their specific goals and financial resources. Ultimately, Paradigm Consulting offers a wide range of services that help clients in Utica, NY achieve financial stability and peace of mind.

To view the Minimum Investment and Fee Schedule for Paradigm Consulting, Inc., visit their Part 2 Brochure.

Services Offered by Paradigm Consulting, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Paradigm Consulting, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 133 Business Park Dr, Utica, NY 13502, USA
Phone (315) 797-8400
Directions
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Other Office Locations

This firm has no other locations.

State Registrations

Paradigm Consulting, Inc. is registered to service clients in the following states:

  • New York

Disciplinary History

Paradigm Consulting, Inc. does not have any disclosures. Please visit it's Form ADV for more details.