Northwestern Mutual

Retirement Planning Firm in Naugatuck, CT

Firm Info
Address: 1449 Old Waterbury Rd STE 103, Southbury, CT 06488, USA
Phone: (203) 264-8881

Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a prominent financial services firm specializing in investment advice. The firm is located in Milwaukee, WI and has been in operation since 1971. As a fee-based registered investment advisory firm, Northwestern Mutual has a mission to provide high-quality investment advice to its clients. Through its services, clients can count on expert knowledge in choosing investments that align with their financial goals. As a broker-dealer and insurance broker/agent, the firm offers a number of services to its clients. In addition to investment advice, Northwestern Mutual provides a range of financial services that include insurance, wealth management, and retirement planning. The company's reputation is built on their commitment to helping clients succeed financially. Northwestern Mutual Investment Services also offers investment research and referrals to other financial advisers. With a focus on delivering high value to clients, the firm leverages its deep understanding of the financial markets and utilizes that knowledge to recommend the best investment strategies to clients. The firm's goal is to provide clients with the tools to make informed decisions and achieve financial success. With its long-standing reputation in the financial industry, Northwestern Mutual Investment Services is a trusted partner for individuals and businesses looking to grow their investment portfolios.

Northwestern Mutual Investment Services, LLC serves a diverse range of clients from individual investors to institutional organizations. They cater to clients looking for comprehensive services in investment management, financial planning, retirement planning, and more. The firm also caters to clients looking for specific services such as estate planning, tax planning, and risk management. Their client base includes high net worth individuals, corporations, and non-profit organizations. Fee structures available with Northwestern Mutual Investment Services, LLC depend on the type of service provided. For a few services, they have fixed fees that are charged upfront, independent of the value of assets managed. Services such as financial planning and tax planning may have fixed fees. They also have different types of fees for investment management that vary based on the assets managed, such as a fee as a percentage of assets under management. Other fee types include performance-based fees, which are dependent on returns achieved, and transaction-based fees that depend on buying and selling of securities. Northwestern Mutual Investment Services, LLC works with clients to find the fee structure that best meets their needs and goals.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure note about investment minimums of Northwestern Mutual Investment Services, LLC, the firm's investment minimum is not mentioned.

How This Office Can Help Naugatuck, CT Residents

Deborah Garza is a financial advisor with Ameriprise Financial Services, LLC who assists clients in San Luis Obispo, CA in planning for their financial future. With her expertise in financial planning and investment management, she helps individuals and families navigate through different phases of their lives and provides them with personalized strategies to achieve their financial goals. One of the key financial situations that residents of San Luis Obispo, CA may face is managing the cost of living in an area with a high cost of living index. With her knowledge of the local economic conditions, Deborah Garza can help clients develop a budget that takes into account the high costs of housing, transportation, and healthcare. Additionally, with her expertise in retirement planning, Garza can help clients plan for their retirement in a way that covers the costs of living in a higher-cost area, while also meeting their long-term financial goals. Overall, her guidance provides peace of mind knowing her clients' financial futures are being taken care of.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 1449 Old Waterbury Rd STE 103, Southbury, CT 06488, USA
Phone (203) 264-8881
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.