Keel Point

Retirement Planning Firm in Chattanooga, TN

Firm Info
Address: 25 E Main St #201, Chattanooga, TN 37408, USA
Phone: (423) 756-4800

Firm Size
Assets Under Management: $2.9 billion
# of Advisors: 34
# of Clients: 4,650
Client to Advisor Ratio: 137:1
Average Account Size: $626,788
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Performance-based Fees

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Keel Point, LLC Overview

KEEL POINT, LLC is a registered investment advisory firm that offers a variety of financial services to its clients. The firm has been in business since 2003 and is headquartered in Huntsville, AL. KEEL POINT operates on a fee-based fee arrangement, which means that it charges a fee for the services it provides rather than earning commission on the products it sells. The firm is registered as a broker-dealer, a broker-dealer representative, and an insurance broker/agent, meaning that it is authorized to buy and sell securities and other investments on behalf of its clients and to offer a range of insurance products to help manage risk. Additionally, KEEL POINT provides investment advice to its clients, utilizing its expertise in financial planning, portfolio management, and other related areas. KEEL POINT offers a comprehensive suite of portfolio management services that cater to the investment needs of individuals and small businesses, as well as pooled investment vehicles and businesses or institutional clients. Clients can also take advantage of the firm's expertise in selecting other advisors who can help them achieve their financial goals. KEEL POINT also provides consulting services to third-party RIA firms, offering assistance in a variety of areas such as portfolio management and financial planning.

KEEL POINT, LLC caters to a diverse range of clients, including individuals, high net worth individuals, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, and other corporations. The firm provides customized investment strategies based on their clients' unique needs and objectives. KEEL POINT's clients range from those seeking to generate modest returns to those who are looking for aggressive wealth growth opportunities. Clients who engage KEEL POINT's services can choose from a variety of fee structures starting with a percentage of assets under management. The firm also offers hourly billing or fixed fees, depending on the service provided. KEEL POINT LLC's performance-based fees are based on their clients' investment performance. This fee structure incentivizes the company to invest their clients' money wisely to achieve the highest possible return. Clients can choose a fee structure that best suits their financial goals and budget, ensuring a level of transparency and openness between them and the company's services. KEEL POINT's clients can rest assured that they are getting quality, professional services with flexible fee structures that suit their needs.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for KEEL POINT, LLC states that their Core Portfolio Strategies Program has a minimum account size of $50,000, with the possibility of accepting a lower minimum in some cases. As for their Standalone Tactical Program, the investment minimum is $150,000, but they are also willing to consider a lower amount for certain cases.

How This Office Can Help Chattanooga, TN Residents

Keel Point is a financial advisory firm that offers a wide variety of services to assist clients in Chattanooga, TN. One of the key services they offer is customized financial planning. Their team of experts works with clients to assess their unique financial situations and create a personalized plan to help them achieve their goals. This could include retirement planning, investment management, tax planning, and estate planning. Many people living in Chattanooga may face financial challenges related to the local economy. While the city has experienced significant growth, it still lags behind other major cities in terms of median income. As a result, many individuals and families may struggle with debt, low savings, and limited resources for retirement planning. Keel Point's financial planning services can help clients navigate these challenges and build a strong financial foundation for the future. Their team can provide guidance on everything from budgeting and debt management to long-term investment strategies that help individuals and families achieve financial stability and security.

To view the Minimum Investment and Fee Schedule for Keel Point, LLC, visit their Part 2 Brochure.

Services Offered by Keel Point, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Keel Point, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Performance-based Fees
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 25 E Main St #201, Chattanooga, TN 37408, USA
Phone (423) 756-4800
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801, United States

This firm has no other locations.

State Registrations

Keel Point, LLC is registered to service clients in the following states:

  • Alabama
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Illinois
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Keel Point, LLC does not have any disclosures. Please visit it's Form ADV for more details.