Wambolt & Associates

Retirement Planning Firm in Littleton, CO

Firm Info
Address: 13976 W Bowles Ave # 200, Littleton, CO 80127, USA
Phone: (720) 962-6700

Firm Size
Assets Under Management: $453.8 million
# of Advisors: 12
# of Clients: 1,470
Client to Advisor Ratio: 123:1
Average Account Size: $308,726
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Wambolt & Associates, LLC Overview

WAMBOLT & ASSOCIATES, LLC is a reputable firm that specializes in providing investment advice only. The firm has been in business since 2010 and has its headquarters in Littleton, CO. WAMBOLT & ASSOCIATES, LLC operates under a fee-only arrangement, which means that clients only pay for the services they receive. This structure is designed to eliminate conflicts of interest and ensure that clients' interests are always put first. The firm offers a variety of services, including financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses or institutional clients. Additionally, WAMBOLT & ASSOCIATES, LLC provides pension consulting services to help clients make informed decisions about their retirement plans. Through its selection of other advisors, the firm also helps clients navigate the complex world of investing by connecting them with trusted experts in the industry. At WAMBOLT & ASSOCIATES, LLC, clients can expect personalized service from a team of experienced professionals who are dedicated to providing the highest level of service. With their expertise and commitment to excellence, the firm helps clients achieve their financial goals and build long-term financial security. Whether you are an individual investor or a business owner, WAMBOLT & ASSOCIATES, LLC is a trusted partner that can help you achieve success.

WAMBOLT & ASSOCIATES, LLC serves a diverse range of clients. They cater to individuals seeking financial advice and planning services as well as high net worth individuals wishing to grow their wealth portfolios. In addition, the firm works with pension or profit sharing plans and charitable organizations to help them achieve their financial goals and objectives. The firm also extends its services to other corporation types not listed and other types of clients requiring financial guidance. The firm offers multiple fee structures that vary depending on the service provided. For clients seeking investment management services, WAMBOLT & ASSOCIATES, LLC offers a percentage of AUM fee structure. Hourly fees are available for clients in need of financial planning and consulting services. Finally, fixed fees are available for clients who require specific financial services that can be provided at a predetermined cost. With a wide range of fee structures available, each client can select the one that best meets their individual needs and financial circumstances.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for WAMBOLT & ASSOCIATES, LLC does not mention an investment minimum. However, the firm does offer a benefit for clients who maintain at least $1 million in assets at Fidelity Investments or opt into electronic delivery of statements by waiving transaction fees for U.S. listed equities and exchange traded funds.

How This Office Can Help Littleton, CO Residents

Wambolt & Associates are financial experts who cater to clients in Littleton, CO, and the surrounding areas. With their exceptional financial knowledge, they provide solutions to clients who might find themselves dealing with complex financial issues. One of the major ways in which they assist clients is by offering investment advice. They help clients understand the different investment options available to them and provide recommendations on the best investment strategy that suits their financial goals and current situation. Another significant way in which they help clients is by providing tax services. Tax laws can be complex and confusing. Wambolt & Associates help clients navigate the complicated tax system and manage their tax obligations. They also offer tax advice on deductions, credits, and other tax provisions. Clients in Littleton, CO, often face challenging financial difficulties such as debt, bankruptcy, and retirement planning, and Wambolt & Associates effectively assist them in overcoming these challenges by providing them with solid financial advice.

To view the Minimum Investment and Fee Schedule for Wambolt & Associates, LLC, visit their Part 2 Brochure.

Services Offered by Wambolt & Associates, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Wambolt & Associates, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 13976 W Bowles Ave # 200, Littleton, CO 80127, USA
Phone (720) 962-6700
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

This firm has no other locations.

State Registrations

Wambolt & Associates, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Florida
  • Illinois
  • Kansas
  • Nebraska
  • New Hampshire
  • Oklahoma
  • Texas
  • Washington

Disciplinary History

Wambolt & Associates, LLC does not have any disclosures. Please visit it's Form ADV for more details.