Raymond James & Associates

Retirement Planning Firm in Lake Forest, IL

Firm Info
Address: 222 E Wisconsin Ave #100, Lake Forest, IL 60045, USA
Phone: (847) 234-5632

Firm Size
Assets Under Management: $331 billion
# of Advisors: 4,916
# of Clients: 869,177
Client to Advisor Ratio: 177:1
Average Account Size: $380,820
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Raymond James & Associates, Inc. Overview

Raymond James & Associates, Inc. is a broker-dealer, insurance broker/agent, and municipal advisor that has been in business since 1974. The company is headquartered in St. Petersburg, FL. They offer fee-based financial planning services, portfolio management services for individuals and small businesses, and portfolio management services for businesses or institutional clients. Additionally, they provide pension consulting services, and help clients select other advisors. Beyond these core services, Raymond James & Associates, Inc. offers an array of other services, including non-discretionary advisory services, asset allocation, hourly and fixed-rate consultations, and research provision to certain institutional clients. The company is committed to providing its clients with comprehensive support and guidance to help them reach their investment goals. With more than four decades of experience, Raymond James & Associates, Inc. has built a strong reputation for providing quality investment advice to its clients. They are dedicated to helping individuals and businesses achieve financial success through intelligent portfolio management and personalized financial planning solutions. The company's expert advisors offer tailored advice and assistance to help clients navigate the ever-changing investment landscape.

RAYMOND JAMES & ASSOCIATES, INC. prides itself on offering financial services and advice to a diverse range of clients. The firm caters to a wide variety of clients, including individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed. In addition, the firm also serves other types of clients, seeking to provide financial solutions to anyone in need of them. RAYMOND JAMES & ASSOCIATES, INC. offers a range of fee structures to fit its clients' needs, based on the services provided. Depending on the client's preference and the service received, they may pay the firm a percentage of assets under management (AUM), an hourly rate, fixed fees, or commissions. The percentage of AUM fee structure is one of the most popular models, where the firm charges clients a percentage of the account value they manage for them. On the other hand, commissions are where the firm earns a revenue by executing transactions on behalf of the clients. Hourly or fixed fees are also available for specific services where it has negotiated with clients the scope of work and time involved, leading to a quick and transparent billing process. By offering a range of fee structures, RAYMOND JAMES & ASSOCIATES, INC. ensures that its clients can choose the fee structure best suited for their financial needs and preferences.

Typical Clients, Fee Structures & Investment Minimum

RAYMOND JAMES & ASSOCIATES, INC.'s Part 2 Brochure does not mention an investment minimum for their planning and/or investment consulting services for individuals. However, they advise consulting with a financial advisor to determine whether there are any minimum asset requirements as a condition of accepting a client. Clients will be required to complete the Wealth Advisory Services agreement and pay fees as noted in the agreement.

How This Office Can Help Lake Forest, IL Residents

Raymond James & Associates is a financial services firm that provides investment banking, wealth management, and asset management services to clients in Lake Forest, IL. The firm assists with various financial situations that someone living in Lake Forest might be experiencing. For example, Lake Forest is known for its affluent community, so many of Raymond James' clients may be high net worth individuals or families who are looking to preserve and grow their wealth over time. The firm offers a range of investment options that cater to different risk appetites, and they help clients build custom portfolios that align with their financial goals and objectives. Additionally, with an aging population, estate planning is an important consideration for many Lake Forest residents, and Raymond James can provide guidance on how to protect and pass on assets to future generations. Overall, the firm aims to provide comprehensive financial advice and services that cater to the unique needs of each individual client in Lake Forest, IL.

To view the Minimum Investment and Fee Schedule for Raymond James & Associates, Inc., visit their Part 2 Brochure.

Services Offered by Raymond James & Associates, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James & Associates, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 222 E Wisconsin Ave #100, Lake Forest, IL 60045, USA
Phone (847) 234-5632
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716, United States

This firm has no other locations.

State Registrations

Raymond James & Associates, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Raymond James & Associates, Inc. does not have any disclosures. Please visit it's Form ADV for more details.